Current licenceholders of BIN466 UBS Securities Hong Kong Limited

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
CHENG Kai-wen 鄭凱文 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 7 (Providing Automated Trading Services) 2021-01-13
ANSARI Patrick Mehran RE 2 (Dealing in Futures Contracts) 2021-01-11
LIN Michelle Chia-Hsing RE 6 (Advising on Corporate Finance) 2021-01-08
WANG Yujue 王玉珏 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 7 (Providing Automated Trading Services) 2021-01-08
TIAN Ge 田鴿 RE 6 (Advising on Corporate Finance) 2020-12-11
SUN Yuchen 孫宇辰 RE 6 (Advising on Corporate Finance) 2020-12-11
ZHAO Yuan 趙圓 RE 6 (Advising on Corporate Finance) 2020-12-11
LI Tao 李濤 RE 6 (Advising on Corporate Finance) 2020-11-25
DAI Xi 戴茜 RE 6 (Advising on Corporate Finance) 2020-11-25
DING Ding 丁丁 RE 6 (Advising on Corporate Finance) 2020-11-25
OUYANG Linshan 歐陽林杉 RE 6 (Advising on Corporate Finance) 2020-11-25
CHEN Ying Chih 陳盈志 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-11-23
YIU Sui Chong 姚穗莊 RE 6 (Advising on Corporate Finance) 2020-11-13
LEI Bing 雷冰 RE 6 (Advising on Corporate Finance) 2020-11-13
REPERANT Vassili Benjamin Maurice Valentin RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-10-29
CHEN Ge 諶戈 RE 6 (Advising on Corporate Finance) 2020-10-28
CHANG Pui Chun Jenny 張蓓珍 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-10-28
PENG Sihao 彭思皓 RE 6 (Advising on Corporate Finance) 2020-10-27
CHEN Hao 陳浩 RE 6 (Advising on Corporate Finance) 2020-10-23
LIN Tiantian 林天天 RE 6 (Advising on Corporate Finance) 2020-10-23
MATTOLI Enrico Andrea RE 6 (Advising on Corporate Finance) 2020-10-23
MIAO Xi 缪溪 RE 6 (Advising on Corporate Finance) 2020-10-21
CAI Zhiwei 蔡志偉 RE 6 (Advising on Corporate Finance) 2020-10-20
GUI Xiaofang 桂曉芳 RE 6 (Advising on Corporate Finance) 2020-10-20
HE Yingqing 賀盈青 RE 6 (Advising on Corporate Finance) 2020-10-20
LI Hongchao 李洪超 RE 6 (Advising on Corporate Finance) 2020-10-20
ZHENG Jiwei 鄭繼偉 RE 6 (Advising on Corporate Finance) 2020-10-20
FENG Xinglei 冯星磊 RE 6 (Advising on Corporate Finance) 2020-10-16
DE GARIDEL-THORON Thomas Henri S. M. RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-10-16
HAN Lin 韓林 RE 6 (Advising on Corporate Finance) 2020-10-05
WANG Xiaotong 王晓彤 RE 6 (Advising on Corporate Finance) 2020-09-30
ZHU Peng 祝鵬 RE 6 (Advising on Corporate Finance) 2020-09-30
WANG Siyun 王思韵 RE 6 (Advising on Corporate Finance) 2020-09-30
SUN Bo 孫博 RE 6 (Advising on Corporate Finance) 2020-09-30
SONG Guchuan 宋谷川 RE 6 (Advising on Corporate Finance) 2020-09-30
FAN Wei 范圍 RE 6 (Advising on Corporate Finance) 2020-09-30
CHAN Chin Kiu 陳展翹 RE 7 (Providing Automated Trading Services), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-09-24
OR Felix 柯柏年 RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services), 2 (Dealing in Futures Contracts) 2020-09-24
WAT Chung Yin, Janice 屈頌然 RE 2 (Dealing in Futures Contracts), 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2020-09-22
CHANG Byung Woon 張炳雲 RE 6 (Advising on Corporate Finance) 2020-09-17
NGIE Chuen Shun 倪傳順 RO 6 (Advising on Corporate Finance) 2020-09-17
LEUNG Lok Kwan 梁樂君 RE 6 (Advising on Corporate Finance) 2020-09-15
XU Anqi 徐安祺 RE 6 (Advising on Corporate Finance) 2020-09-15
WONG Florian 黃睿麟 RE 6 (Advising on Corporate Finance) 2020-09-15
GUPTA Kapil RE 6 (Advising on Corporate Finance) 2020-09-15
CHUNG Wing Chung 鍾頴聰 RE 6 (Advising on Corporate Finance) 2020-09-11
SUNG Yoon Kyu RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-09-07
AN Zhen 安鎮 RO 6 (Advising on Corporate Finance) 2020-09-04
PERERA Errol Alistair Devindra RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2020-09-01
ZHANG Ziqin 章梓秦 RE 6 (Advising on Corporate Finance) 2020-08-31
CHAN Christopher Anthony 陳禮翰 RE 6 (Advising on Corporate Finance) 2020-08-26
TOONG Po Ming, David 佟寶銘 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-08-17
LAU Chung Kwan 劉仲坤 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-08-14
GUENANCIA Paul Pierre Josias RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-08-13
JACOB Patrick Harry RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-08-07
XU Haoyuan 徐浩源 RE 6 (Advising on Corporate Finance) 2020-08-04
JIN Suhui 金蘇回 RE 6 (Advising on Corporate Finance) 2020-08-04
JUNG Jae Young RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-08-03
WOO Wai Man, Wyman Karen 胡慧雯 RE 6 (Advising on Corporate Finance) 2020-07-28
BARBARA Romain RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-07-27
SCHMITZ Charline Florence RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-07-27
TAM Wan Rou, Denise 譚菀柔 RE 7 (Providing Automated Trading Services), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-07-22
XI Yiru 席奕儒 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-07-22
HODJATZADEH Suransi RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-07-16
HO Chak Pan 何澤彬 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-07-16
MOORHEAD Jonathan James Stevenson RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-07-15
ZHANG Siqi 張思奇 RE 6 (Advising on Corporate Finance) 2020-07-15
CHIU Chanel Mun Lum 趙曼琳 RE 6 (Advising on Corporate Finance) 2020-07-14
WANG Keyi 王克一 RE 6 (Advising on Corporate Finance) 2020-07-10
XIN Xing 辛星 RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2020-07-10
CHANG Wei Hsuan 張偉萱 RE 6 (Advising on Corporate Finance) 2020-07-10
BHUMIRATANA Sanu RE 2 (Dealing in Futures Contracts) 2020-07-10
SHI Tianyi 施天怡 RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2020-07-10
TONG Kwong Yuen, James 唐廣源 RE 6 (Advising on Corporate Finance) 2020-07-06
LAI Siu Wa 黎少華 RE 6 (Advising on Corporate Finance) 2020-07-03
GU Tianxing 頤天行 RE 6 (Advising on Corporate Finance) 2020-06-30
SONG Zhihao 宋至皓 RE 6 (Advising on Corporate Finance) 2020-06-30
PING Zhiyuan 平之芫 RE 6 (Advising on Corporate Finance) 2020-06-23
BI Ran 畢然 RE 6 (Advising on Corporate Finance) 2020-06-23
WANG Shihui 王詩卉 RE 6 (Advising on Corporate Finance) 2020-06-16
POULIOT Nicolas 包力嘉 RE 6 (Advising on Corporate Finance) 2020-06-10
LAM Wai Ying 林慧盈 RE 6 (Advising on Corporate Finance) 2020-06-04
SHAO Stephen Tian-cheng 邵天誠 RE 6 (Advising on Corporate Finance) 2020-06-04
PO Ho Sang 布浩生 RE 6 (Advising on Corporate Finance) 2020-06-04
YANG Fan 楊帆 RE 6 (Advising on Corporate Finance) 2020-06-02
LIU Yida 柳意達 RE 6 (Advising on Corporate Finance) 2020-05-28
FANG Shuai 房帥 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-05-28
TANEJA Karan RE 1 (Dealing in Securities) 2020-05-28
CAPPELLINI Matteo RE 1 (Dealing in Securities) 2020-05-19
WANG Ran 王冉 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-05-13
FENG Yun 馮贇 RO 6 (Advising on Corporate Finance) 2020-05-05
CHEN Gong 陳功 RE 6 (Advising on Corporate Finance) 2020-04-14
FARHAT Sarah RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-04-09
SLAOUI Mohammed Saad RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-03-11
HO Gabrielle Ji-chuen 賀紫君 RE 6 (Advising on Corporate Finance) 2020-03-09
ZHANG Jiaming 張家銘 RE 6 (Advising on Corporate Finance) 2020-03-09
JIANG Lecheng 姜樂成 RE 6 (Advising on Corporate Finance) 2020-03-09
CHO Tin Tak 曹天德 RE 6 (Advising on Corporate Finance) 2020-02-14
CHEN Liang 陳亮 RE 6 (Advising on Corporate Finance) 2020-02-14
SHEN Dehua 沈德華 RE 6 (Advising on Corporate Finance) 2020-02-14
CORONES Georgia Kate RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-02-05
STERNBY Bjoern Petter Waldemar RE 6 (Advising on Corporate Finance) 2020-02-05
ZHOU Xinchen 周欣辰 RE 1 (Dealing in Securities) 2020-02-05
SO Wan Yi 蘇韻怡 RE 1 (Dealing in Securities) 2020-01-23
LOO Renee Oi Pui 盧皚姵 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-01-23
ZHANG Zhiyun 張之韵 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-01-03
MOHLA Abhishek Dushyant RO 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2019-11-28
SUI Xin 隋新 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-11-18
BIAN Sijia 卞思佳 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-11-01
CHEE Daryl Tak-fung 徐德丰 RE 2 (Dealing in Futures Contracts), 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2019-10-15
MARTIN Troy Richard William RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services), 2 (Dealing in Futures Contracts) 2019-09-30
SCHNEIDEREIT Marc Daniel RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-09-09
MC EVOY Andrew RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 7 (Providing Automated Trading Services) 2019-09-03
PRAKASH Tapan RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-08-21
GUSAK Victor Vladislav RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-08-20
HO Cheuk Wing 何卓榮 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-08-07
PEI Yining 裴怡宁 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-07-23
CHEUNG Edward 張子謙 RE 1 (Dealing in Securities) 2019-07-18
BASSOLINO Gaetano RO 6 (Advising on Corporate Finance) 2019-06-04
NUSSBAUM Daniel Fabio RO 6 (Advising on Corporate Finance) 2019-04-09
COPERTI Giulio Giacomo RE 6 (Advising on Corporate Finance) 2019-04-01
ZHANG Yiting 張怡婷 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-03-13
WONG Lai Man 王麗雯 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-03-07
WANG Wenbei 王文蓓 RE 6 (Advising on Corporate Finance) 2019-02-28
CURREY Stuart Dalyn RE 2 (Dealing in Futures Contracts) 2019-02-26
LEE King Hang 李璟恆 RE 2 (Dealing in Futures Contracts) 2019-02-22
HOLROYD Alistair Hugo RE 1 (Dealing in Securities) 2019-02-22
HUANG Chutian 黃楚天 RE 6 (Advising on Corporate Finance) 2019-02-18
DONAN Keith Donald RE 2 (Dealing in Futures Contracts) 2019-02-15
HON Wai Man, Samantha 韓慧文 RO 6 (Advising on Corporate Finance) 2019-02-12
ERSOY Alan Metin RE 7 (Providing Automated Trading Services) 2019-02-01
LIU Ning 劉寧 RE 2 (Dealing in Futures Contracts) 2019-02-01
TAN You Khai RE 7 (Providing Automated Trading Services) 2019-02-01
YIP Tsz Chung 葉梓聰 RE 2 (Dealing in Futures Contracts) 2019-01-29
QUESNOT Jean-joseph Bernard Gaston RE 1 (Dealing in Securities) 2019-01-28
CHANG Lei 暢磊 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-01-28
JIN Changyu 金昶宇 RE 6 (Advising on Corporate Finance) 2019-01-28
CHANG Jack Chun-Chieh 張俊傑 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-01-21
BONHOMME Mathieu Pierre RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-01-09
CHAN Hon Yin 陳瀚賢 RE 6 (Advising on Corporate Finance) 2019-01-02
LAM Wai Yee 林慧儀 RE 6 (Advising on Corporate Finance) 2018-12-13
QIAO Yijie 喬亦杰 RE 6 (Advising on Corporate Finance) 2018-12-13
ZUO Peijing 左培婧 RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2018-12-06
NG Jun 吳浚 RE 6 (Advising on Corporate Finance) 2018-11-29
ZHOU Yuxin 周雨欣 RE 6 (Advising on Corporate Finance) 2018-11-20
NGAI Cho Lap 倪祖立 RE 2 (Dealing in Futures Contracts) 2018-11-16
LAI Hoi Wah 賴凱華 RE 6 (Advising on Corporate Finance) 2018-11-14
WANG Tai Ying 王岱瀅 RE 6 (Advising on Corporate Finance) 2018-11-09
NGAI Cho Lap 倪祖立 RE 1 (Dealing in Securities) 2018-11-07
SONG Yuyun 宋雨韵 RE 6 (Advising on Corporate Finance) 2018-11-07
PAN Zhicun 潘治存 RE 6 (Advising on Corporate Finance) 2018-11-01
GU Yiwei 顧怡煒 RE 6 (Advising on Corporate Finance) 2018-10-24
ZHOU Weihang 周葦杭 RE 6 (Advising on Corporate Finance) 2018-10-24
GAO Yunzhu 高云竹 RE 6 (Advising on Corporate Finance) 2018-10-11
LI Da 李達 RE 6 (Advising on Corporate Finance) 2018-10-11
WANG Youli 王又麗 RE 6 (Advising on Corporate Finance) 2018-10-11
HU Xuedong 胡雪冬 RE 6 (Advising on Corporate Finance) 2018-10-08
LAI Yi-Ting 賴怡婷 RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-10-08
YUAN Jing 袁璟 RE 6 (Advising on Corporate Finance) 2018-09-24
ERSOY Alan Metin RO 1 (Dealing in Securities) 2018-09-21
VEYRET Pierre RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-09-17
BRAND Mathieu Edouard Nicolas RE 6 (Advising on Corporate Finance) 2018-09-14
FERREIRA DA COSTA Jacinto Alberto RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-09-14
ZHAO Qingli 趙清麗 RE 6 (Advising on Corporate Finance) 2018-09-14
ON Chin Bong 安展邦 RE 6 (Advising on Corporate Finance) 2018-09-13
JIA Peng 賈鵬 RE 6 (Advising on Corporate Finance) 2018-09-05
HUO Dengjin 霍登進 RE 6 (Advising on Corporate Finance) 2018-09-05
XU Wenyan 許文彥 RE 6 (Advising on Corporate Finance) 2018-08-24
YUAN Tianyu 袁天宇 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-08-22
WU Warren Charles 吳華倫 RE 6 (Advising on Corporate Finance) 2018-08-15
LI Jing 李菁 RO 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2018-08-14
LI David Sijun 李思駿 RE 6 (Advising on Corporate Finance) 2018-08-06
BIER Gabriele RE 6 (Advising on Corporate Finance) 2018-08-06
WANG Jinjin 王進璡 RE 6 (Advising on Corporate Finance) 2018-08-01
GE Yanwei RE 6 (Advising on Corporate Finance) 2018-07-18
ZUO Yiyuan 左憶遠 RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2018-07-17
ZHANG Qianqian 張芊芊 RE 6 (Advising on Corporate Finance) 2018-07-06
CURREY Stuart Dalyn RO 1 (Dealing in Securities) 2018-06-27
ALTERMAN Valeriia RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 7 (Providing Automated Trading Services) 2018-06-26
HOU Yankun 侯延琨 RE 6 (Advising on Corporate Finance) 2018-06-04
PEIRCE Gregory Iain RE 6 (Advising on Corporate Finance) 2018-06-04
ANSARI Patrick Mehran RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2018-06-04
O'SHAUGHNESSY Calvin John RE 6 (Advising on Corporate Finance) 2018-05-25
WANG Xiaoxuan 王小旋 RE 6 (Advising on Corporate Finance) 2018-05-16
WALTERS Andrew James RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2018-05-08
WOO Yik Yuen 胡翊遠 RE 2 (Dealing in Futures Contracts) 2018-05-07
RABINOWITZ David RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2018-04-27
LIANG Yinyu 梁銀玉 RE 6 (Advising on Corporate Finance) 2018-04-26
CARROLL Shane RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-04-24
MOK Tze Chung 莫子中 RE 6 (Advising on Corporate Finance) 2018-04-20
WANG Yesong 王燁崧 RE 6 (Advising on Corporate Finance) 2018-04-12
LAI Rongye 賴榮曄 RE 2 (Dealing in Futures Contracts) 2018-03-21
CAI Catherine Hongjun 蔡紅軍 RE 6 (Advising on Corporate Finance) 2018-03-01
WANG Yinghua 王穎華 RE 2 (Dealing in Futures Contracts) 2018-02-22
HERCOT Guillaume Raphael Maximilien RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-02-14
WANG Yinghua 王穎華 RE 1 (Dealing in Securities) 2018-02-13
YAN Chunzi 閻春子 RE 6 (Advising on Corporate Finance) 2018-02-12
LAU Sze Ki 劉詩琪 RE 6 (Advising on Corporate Finance) 2018-01-15
WANG Binzhou 王彬舟 RE 6 (Advising on Corporate Finance) 2018-01-08
CHEUNG Ting Kin, Bernard 張廷堅 RE 6 (Advising on Corporate Finance) 2018-01-02
MURPHY Daniel Joseph RO 1 (Dealing in Securities) 2018-01-02
CHIN Hung I 金弘毅 RO 6 (Advising on Corporate Finance) 2017-12-28
LUO Qiwen 羅綺雯 RE 6 (Advising on Corporate Finance) 2017-12-18
JAMES Alun Richard RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-12-18
KOTECHA Vikesh RO 1 (Dealing in Securities) 2017-12-08
YEH Shu-Wei 葉書維 RE 6 (Advising on Corporate Finance) 2017-12-01
GU Yaobo 顧遙菠 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-11-22
QIN Xuanyu 秦璇宇 RE 6 (Advising on Corporate Finance) 2017-11-21
FALIPOU Fabien Jean Roger RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-11-13
BAILEY Brandi Lyn RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2017-11-10
WANG Hao 王浩 RE 6 (Advising on Corporate Finance) 2017-11-09
XIE Zheshi 謝哲士 RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2017-11-08
ERSOY Alan Metin RE 2 (Dealing in Futures Contracts) 2017-11-06
CHAN Lee Quan RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-11-06
TAKAHASHI Taichi 高橋太一 RO 7 (Providing Automated Trading Services) 2017-10-24
ZHANG Ruiming 張蕊名 RE 6 (Advising on Corporate Finance) 2017-10-20
ZHENG Emily Jiashin 鄭佳欣 RE 6 (Advising on Corporate Finance) 2017-10-20
YOU Wensi 游文思 RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2017-10-04
SHEK Ho Kwong Herbert 石皓光 RE 6 (Advising on Corporate Finance) 2017-10-03
PARKER Kirsten Bunty RE 6 (Advising on Corporate Finance) 2017-09-01
SHIVALINGAM Sanjeevan RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2017-08-24
TAKAHASHI Taichi 高橋太一 RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-08-21
QUESNOT Jean-joseph Bernard Gaston RE 2 (Dealing in Futures Contracts) 2017-08-07
CHUNG Ming Chun Jason 鍾明俊 RE 6 (Advising on Corporate Finance) 2017-08-04
LEE Chen Kwok, John 李鎮國 RO 6 (Advising on Corporate Finance) 2017-07-27
ONG Brigitte Yu Shan 王愉善 RE 2 (Dealing in Futures Contracts) 2017-07-24
GANGAL Shrinivas Ravindra RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-06-26
KOTECHA Vikesh RE 2 (Dealing in Futures Contracts) 2017-04-20
MALTER Hannah Rebecca RE 6 (Advising on Corporate Finance) 2017-03-14
ZHOU Ji 周佶 RE 6 (Advising on Corporate Finance) 2017-03-14
MURPHY Daniel Joseph RE 2 (Dealing in Futures Contracts), 7 (Providing Automated Trading Services) 2017-03-06
LI Jing 李菁 RE 2 (Dealing in Futures Contracts) 2017-02-23
TAN You Khai RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-02-20
TONG Yat Lai, Elliot 唐逸禮 RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2017-02-10
MOYNIHAN Daniel John RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-02-01
MA Buqing 馬步青 RE 6 (Advising on Corporate Finance) 2016-12-19
WONG Man Tsun 黃汶浚 RE 6 (Advising on Corporate Finance) 2016-12-19
INNERDALE David James RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
LI Yilu 李伊呂 RE 6 (Advising on Corporate Finance) 2016-12-19
YANG Bing 楊兵 RE 6 (Advising on Corporate Finance) 2016-12-19
ZHOU Kaiwen 周恺文 RE 6 (Advising on Corporate Finance) 2016-12-19
WOO Yik Yuen 胡翊遠 RO 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2016-12-19
AGOSTINELLI Carlo RE 6 (Advising on Corporate Finance) 2016-12-19
TSANG Kong Hung, Patrick 曾剛雄 RO 6 (Advising on Corporate Finance) 2016-12-19
DONAN Keith Donald RE 1 (Dealing in Securities) 2016-12-19
GUO Xinyu 郭鑫昱 RE 6 (Advising on Corporate Finance) 2016-12-19
LAI Rongye 賴榮曄 RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2016-12-19
MAGNI Nicolo RE 6 (Advising on Corporate Finance) 2016-12-19
MOK Kwan Ho 莫君豪 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
JIA Chaoxiang 賈超翔 RE 6 (Advising on Corporate Finance) 2016-12-19
SUEN Kin Dick 孫堅迪 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-19
YUAN Yuan 袁媛 RE 6 (Advising on Corporate Finance) 2016-12-19
DING Yuwen 丁煜雯 RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2016-12-19
LO Samson Lambert 盧穗誠 RE 6 (Advising on Corporate Finance) 2016-12-19
HOLROYD Alistair Hugo RE 2 (Dealing in Futures Contracts) 2016-12-19
CHEN Jianfen 陳劍芬 RE 6 (Advising on Corporate Finance) 2016-12-19
GE Xiaobai 葛瀟白 RE 6 (Advising on Corporate Finance) 2016-12-19
REN Ning 任凝 RE 6 (Advising on Corporate Finance) 2016-12-19
ZHANG Zhihai 張志海 RE 6 (Advising on Corporate Finance) 2016-12-19
LIAO Yining 廖乙凝 RE 6 (Advising on Corporate Finance) 2016-12-19
MC NULTY Peter Richard RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
WONG Ho Lun, Donald 黃浩麟 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
WANG Jue 王珏 RE 6 (Advising on Corporate Finance) 2016-12-19
WAN Xing 万星 RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2016-12-19
CHENG Anthony Roger 陳若嘉 RE 7 (Providing Automated Trading Services), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
CHOI Sheung Ngai 蔡尚毅 RE 2 (Dealing in Futures Contracts), 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2016-12-19
DAVIS Christopher Edward RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 7 (Providing Automated Trading Services) 2016-12-19
CHAU Kai Ho 周啟豪 RE 6 (Advising on Corporate Finance) 2016-12-19
ZHANG Yang 張阳 RE 6 (Advising on Corporate Finance) 2016-12-19
CHEN Changhao 陳昌濠 RE 6 (Advising on Corporate Finance) 2016-12-19
LI Wai Lim, Lambda 李慧濂 RE 6 (Advising on Corporate Finance) 2016-12-19
AUDI Elias RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
ZHANG Zijun 張紫珺 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
LAM Ka Lai 林嘉麗 RE 1 (Dealing in Securities) 2016-12-19
TSE Kenyon King-yung 謝敬勇 RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2016-12-19
CHEN Fang 陳昉 RE 6 (Advising on Corporate Finance) 2016-12-19
HU Jing 胡靜 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-19
ZHANG Charles 張大兆 RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2016-12-19
TOO Lai Shan 陶麗珊 RE 6 (Advising on Corporate Finance) 2016-12-19
KUMAR Sawan RE 6 (Advising on Corporate Finance) 2016-12-19
XU Zhijun 許知君 RE 6 (Advising on Corporate Finance) 2016-12-19
CHAN Wing Yan 陳穎忻 RE 6 (Advising on Corporate Finance) 2016-12-19
HO Wai Sze 何慧思 RE 6 (Advising on Corporate Finance) 2016-12-19
SHEN Jiawen 沈佳雯 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-19
WU Bun Lerd Bernard 胡斌畧 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
THANASEKARAN Indran RE 6 (Advising on Corporate Finance) 2016-12-19
YUN Heekyu RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
LI Zixi 李子熹 RE 6 (Advising on Corporate Finance) 2016-12-19
YANG Yuanhao 楊元浩 RE 6 (Advising on Corporate Finance) 2016-12-19
CAI Zhibin 蔡志斌 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
XU Peilai 徐沛來 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
WAT Ling Sheung, Ada 屈凌霜 RE 6 (Advising on Corporate Finance) 2016-12-19
MOVSUMOV Dzhavad RE 6 (Advising on Corporate Finance) 2016-12-19
KO Silvia 高思雯 RE 6 (Advising on Corporate Finance) 2016-12-19
LI Peng 李鵬 RE 6 (Advising on Corporate Finance) 2016-12-19
CEN Tian 岑天 RE 6 (Advising on Corporate Finance) 2016-12-19
CHEUK So Wah 卓素華 RE 1 (Dealing in Securities) 2016-12-19
BORDAT-MALDONADO PARRA Adrien Paul Augustin RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-19
ZHU Zhengqin 朱正芹 RE 6 (Advising on Corporate Finance) 2016-12-19
YANG Wenxi 楊文曦 RE 6 (Advising on Corporate Finance) 2016-12-19
WANG Qinyan 王沁彥 RE 6 (Advising on Corporate Finance) 2016-12-19
CHENG Xiuyuan 程修遠 RE 6 (Advising on Corporate Finance) 2016-12-19
VISWANATH Ramesh RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2016-12-19
LEE King Hang 李璟恆 RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2016-12-19
LI Yi Qiao Felicity 李軼翹 RE 6 (Advising on Corporate Finance) 2016-12-19
WANNENMACHER Tim RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
JOSEPH PULPEL Savio RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-19
CHEN Jie 陳洁 RE 6 (Advising on Corporate Finance) 2016-12-19
CHONG Yao Hoong 張耀鴻 RO 6 (Advising on Corporate Finance) 2016-12-19
YIP Tsz Chung 葉梓聰 RE 1 (Dealing in Securities) 2016-12-19
MOK Eugenia Y.H. 莫雨軒 RE 6 (Advising on Corporate Finance) 2016-12-19
LIU Ning 劉寧 RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2016-12-19
SONG Chaoran 宋超然 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
CHAN Esther Mei Sze 陳美詩 RE 6 (Advising on Corporate Finance) 2016-12-19
LI Weijia 李唯嘉 RE 6 (Advising on Corporate Finance) 2016-12-19
CHEN Dennis Chih Chieh 陳智傑 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-19
HORROBIN Fergus Peter RE 6 (Advising on Corporate Finance) 2016-12-19
BHUMIRATANA Sanu RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2016-12-19
BI Xuewen 畢學文 RE 6 (Advising on Corporate Finance) 2016-12-19
CHEUNG Seen Ka, Selina 張倩嘉 RE 6 (Advising on Corporate Finance) 2016-12-19
YU Ho Man Horace 余浩文 RE 6 (Advising on Corporate Finance) 2016-12-19
KWONG Myron Mann 鄺孟恆 RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2016-12-19
PARAKH Archit RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-19
HUI Siu Yin Jimmy 許兆賢 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-19
LIU Wencheng 劉文成 RE 6 (Advising on Corporate Finance) 2016-12-19
KING Richard Yun Zing 金元成 RE 6 (Advising on Corporate Finance) 2016-12-19
SO Jonathan Chunkit 蘇俊傑 RE 6 (Advising on Corporate Finance) 2016-12-19
KWAN Sing Yuen 關承遠 RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2016-12-19
WANG Xiao 王驍 RE 6 (Advising on Corporate Finance) 2016-12-19
COMBALOT Laurent Benoit Georges RO 7 (Providing Automated Trading Services), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-19
HU Linghan 胡凌寒 RE 6 (Advising on Corporate Finance) 2016-12-19
TAAVITSAINEN Mika Pekka Nicolas RE 6 (Advising on Corporate Finance) 2016-12-19
CHAN Su-Li 陳淑麗 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
TSUI Benjamin Jamie On Min 徐安民 RE 6 (Advising on Corporate Finance) 2016-12-19
XIANG Yinan 項伊南 RE 6 (Advising on Corporate Finance) 2016-12-19
CHEN Lijuan 陳利娟 RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2016-12-19
HSU Christine Shing 徐欣 RE 6 (Advising on Corporate Finance) 2016-12-19
KUDALKAR Samarth RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
MOTWANI Natasha Murli RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
CHAN Lap Lam 陳立林 RO 6 (Advising on Corporate Finance) 2016-12-19
LOCK Timothy James RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-19
LIM Pek Kueen RE 2 (Dealing in Futures Contracts) 2016-12-19
SUI Voon Keat Kenneth 許文杰 RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2016-12-19
LUO Jun 羅駿 RO 6 (Advising on Corporate Finance) 2016-12-19
WONG Kwan Shun, James 王君舜 RE 6 (Advising on Corporate Finance) 2016-12-19
CHU Man Ho, Michael 朱文浩 RE 1 (Dealing in Securities) 2016-12-19
XU Huifang 徐惠芳 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-19
FENG Xinhe 馮馨荷 RE 6 (Advising on Corporate Finance) 2016-12-19
KING Mark 金徽 RE 6 (Advising on Corporate Finance) 2016-12-19
GUEZ Ilane Yonathan Pierre RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-19