SFC Licences of CHIK Hak Kan, Leon 植克勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ROCIM Limited | RE | 9 | 16 January 2023 | |
| ROCIM Limited | RE | 4 | 16 January 2023 | |
| ROCIM Limited | RE | 9 | 28 April 2020 | 07 December 2020 |
| MainFirst Securities Hong Kong Limited | RO | 4 | 28 November 2008 | 15 September 2009 |
| MainFirst Securities Hong Kong Limited | RE | 4 | 02 July 2008 | 28 November 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 14 May 2007 | 30 May 2008 |
| HSBC Securities (Asia) Limited | RE | 4 | 23 May 2005 | 12 November 2005 |
| T & F Research Limited | RE | 4 | 29 April 2004 | 05 May 2005 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 06 August 2003 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 06 August 2003 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 06 August 2003 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 06 August 2003 |