SFC Licences of BLANCHARD Scott Allen

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Macquarie Asia Securities Limited	RE	4	30 September 2020
Macquarie Asia Securities Limited	RE	1	30 September 2020
UBS Securities Hong Kong Limited	RE	7	19 December 2016	25 July 2017
UBS Securities Hong Kong Limited	RE	2	19 December 2016	25 July 2017
UBS Securities Hong Kong Limited	RE	1	19 December 2016	25 July 2017
UBS Derivatives Hong Kong Limited	RE	2	07 May 2013	18 December 2016
UBS Securities Hong Kong Limited	RE	7	25 November 2011	18 December 2016
UBS Securities Asia Limited	RE	2	20 June 2011	25 July 2017
UBS Securities Asia Limited	RE	1	20 June 2011	25 July 2017
UBS Securities Hong Kong Limited	RE	1	20 June 2011	18 December 2016
Buena Vista Fund Management (HK) Limited	RE	9	28 February 2007	13 May 2011
Execution Noble (Hong Kong) Limited (trading as Espirito Santo Securities)	RO	1	15 August 2006	15 January 2007
Execution Noble (Hong Kong) Limited (trading as Espirito Santo Securities)	RE	1	16 February 2006	15 August 2006
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	08 April 2005	05 January 2006
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	05 January 2006
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	14 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	14 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	14 October 2004