SFC Licences of CRUZ Natalie 高詩蘊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Penjing Asset Management (Asia) Limited | RO | 9 | 08 January 2020 | 31 January 2022 |
| Penjing Asset Management (Asia) Limited | RO | 4 | 08 January 2020 | 31 January 2022 |
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 4 | 18 April 2016 | 08 January 2020 |
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 9 | 02 November 2015 | 08 January 2020 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RO | 9 | 04 June 2008 | 30 October 2015 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RO | 4 | 04 June 2008 | 30 October 2015 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 9 | 20 May 2005 | 04 June 2008 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 4 | 20 May 2005 | 04 June 2008 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 4 | 01 April 2003 | 03 March 2005 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 9 | 01 April 2003 | 03 March 2005 |