SFC Licences of TANG Yu Ming, Nelson 湯毓銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Crosby Asset Management (Hong Kong) Limited RO 9 19 November 2015 28 January 2019
Crosby Asset Management (Hong Kong) Limited RO 4 19 November 2015 28 January 2019
Crosby Securities Limited 高誠證券有限公司 RO 9 06 March 2013 31 October 2016
Crosby Securities Limited 高誠證券有限公司 RO 4 06 March 2013 31 October 2016
Crosby Securities Limited 高誠證券有限公司 RO 1 06 March 2013 31 October 2016
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 RO 9 27 May 2011 15 November 2013
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 RO 4 27 May 2011 15 November 2013
Crosby Asset Management (Hong Kong) Limited RO 9 27 May 2011 15 November 2013
Crosby Asset Management (Hong Kong) Limited RO 4 27 May 2011 15 November 2013
Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 RO 4 20 December 2007 17 October 2014
Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 RO 9 07 September 2007 17 October 2014
SPARX Asia Investment Advisors Limited RE 9 05 January 2006 31 January 2007
SPARX Asia Investment Advisors Limited RE 4 29 March 2005 31 January 2007