SFC Licences of LI Man Fai, Raymond 李文輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 29 November 2017 12 December 2019
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RO 2 14 March 2017 12 December 2019
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE 2 09 February 2017 14 March 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 11 June 2012 03 November 2014
SG Asset Finance (Hong Kong) Limited RE 2 13 October 2008 14 June 2011
Newedge Broker Limited 新際經紀有限公司 RE 2 14 March 2008 31 July 2009
Newedge Broker Limited 新際經紀有限公司 RE 1 14 March 2008 31 July 2009
SG Asset Finance (Hong Kong) Limited RE 1 18 January 2008 14 June 2011
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 25 May 2006 14 June 2011
HSBC Corporate Finance (Hong Kong) Limited RO 2 03 September 2004 10 April 2006
HSBC Corporate Finance (Hong Kong) Limited RE 2 30 July 2004 03 September 2004
HSBC Futures (Singapore) Pte Ltd RO 2 01 April 2003 10 April 2006
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 01 April 2003 10 April 2006
HSBC Securities (Asia) Limited RE 1 01 April 2003 14 November 2005
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 9 01 April 2003 29 August 2003
HSBC Futures (Singapore) Pte Ltd RO 9 01 April 2003 29 August 2003
HSBC Securities (Asia) Limited RE 9 01 April 2003 29 August 2003
HSBC Futures (Singapore) Pte Ltd RO 5 01 April 2003 29 August 2003
HSBC Securities (Asia) Limited RE 6 01 April 2003 29 August 2003
HSBC Securities (Asia) Limited RE 4 01 April 2003 29 August 2003
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 5 01 April 2003 29 August 2003