SFC Licences of TAI Tak Yee, Yvonne 戴德宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 26 April 2021 | |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 26 April 2021 | |
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 4 | 27 August 2015 | 28 May 2020 |
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 1 | 27 August 2015 | 28 May 2020 |
PFC International Company Limited | RE | 1 | 13 July 2009 | 26 August 2011 |
PFC International Company Limited | RE | 4 | 13 July 2009 | 23 July 2010 |