SFC Licences of TAI Tak Yee, Yvonne 戴德宜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Delta Asia Securities Limited 滙業證券有限公司 RE 4 26 April 2021
Delta Asia Securities Limited 滙業證券有限公司 RE 1 26 April 2021
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 4 27 August 2015 28 May 2020
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 1 27 August 2015 28 May 2020
PFC International Company Limited RE 1 13 July 2009 26 August 2011
PFC International Company Limited RE 4 13 July 2009 23 July 2010