SFC Licences of HONG Yu Sik 洪裕植

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 2 26 August 2010 11 January 2011
Merrill Lynch Far East Limited RE 1 25 June 2010 11 January 2011
Merrill Lynch (Asia Pacific) Limited RE 1 25 June 2010 11 January 2011
Merrill Lynch Futures (Hong Kong) Limited RE 2 25 June 2010 26 August 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 16 October 2003 30 March 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 30 March 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 15 October 2003