SFC Licences of HONG Yu Sik 洪裕植
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 26 August 2010 | 11 January 2011 |
Merrill Lynch Far East Limited | RE | 1 | 25 June 2010 | 11 January 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 June 2010 | 11 January 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 25 June 2010 | 26 August 2010 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 16 October 2003 | 30 March 2005 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 30 March 2005 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 15 October 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 15 October 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 15 October 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 15 October 2003 |