SFC Licences of LINDLEY Clive

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Infinitus Partners Asset Management Limited 博浩資產管理有限公司	RE	9	08 February 2022	31 December 2022
Infinitus Partners Asset Management Limited 博浩資產管理有限公司	RE	4	08 February 2022	31 December 2022
Capstone Financial (HK) Limited	RE	9	09 August 2019	22 February 2021
Capstone Financial (HK) Limited	RE	4	09 August 2019	22 February 2021
Capstone Financial (HK) Limited	RE	1	09 August 2019	17 April 2020
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	9	15 August 2017	26 March 2019
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	4	15 August 2017	26 March 2019
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	1	15 August 2017	26 March 2019
Imperium International Securities Limited 帝國國際証券有限公司	RE	4	27 June 2016	02 June 2017
Imperium International Securities Limited 帝國國際証券有限公司	RE	1	27 June 2016	02 June 2017
Imperium International Asset Management Limited 帝國國際資產管理有限公司	RE	9	27 June 2016	02 June 2017
CBH Asia Limited 瑞金亞洲有限公司	RE	9	10 October 2013	21 February 2016
CBH Asia Limited 瑞金亞洲有限公司	RE	4	10 October 2013	21 February 2016
CBH Asia Limited 瑞金亞洲有限公司	RE	1	10 October 2013	21 February 2016