SFC Licenceholders of Capstone Financial (HK) Limited
- info@thecapfingroup.com
- Website
- www.thecapfingroup.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ALI Jamilah | RO | 9 | 26 January 2015 | 18 January 2017 |
| ALI Jamilah | RO | 4 | 26 January 2015 | 18 January 2017 |
| ALI Jamilah | RO | 1 | 26 January 2015 | 18 January 2017 |
| ARKEY Anthony Alan | RO | 9 | 26 January 2015 | 30 April 2021 |
| ARKEY Anthony Alan | RO | 1 | 26 January 2015 | 07 May 2020 |
| ARKEY Anthony Alan | RO | 4 | 30 July 2014 | 30 April 2021 |
| CHOY Shuk King | RE | 4 | 26 November 2019 | 18 February 2021 |
| CHOY Shuk King | RE | 1 | 26 November 2019 | 17 April 2020 |
| DE LACY STAUNTON David Charles H. | RO | 9 | 20 March 2018 | 03 August 2021 |
| DE LACY STAUNTON David Charles H. | RO | 1 | 20 March 2018 | 07 May 2020 |
| DE LACY STAUNTON David Charles H. | RE | 9 | 13 March 2015 | 20 March 2018 |
| DE LACY STAUNTON David Charles H. | RE | 1 | 13 March 2015 | 20 March 2018 |
| DE LACY STAUNTON David Charles H. | RO | 4 | 12 March 2010 | 03 August 2021 |
| DE SOUZA Matthew Dylan | RE | 9 | 22 December 2017 | 18 September 2021 |
| DE SOUZA Matthew Dylan | RE | 4 | 24 March 2015 | 18 September 2021 |
| DE SOUZA Matthew Dylan | RE | 1 | 24 March 2015 | 17 April 2020 |
| DODGSON Ryan Peter | RE | 9 | 24 October 2017 | 10 June 2020 |
| DODGSON Ryan Peter | RE | 4 | 24 October 2017 | 10 June 2020 |
| DODGSON Ryan Peter | RE | 1 | 24 October 2017 | 17 April 2020 |
| DODGSON Ryan Peter | RE | 9 | 05 March 2015 | 31 December 2015 |
| DODGSON Ryan Peter | RE | 1 | 05 March 2015 | 31 December 2015 |
| DODGSON Ryan Peter | RE | 4 | 30 April 2014 | 31 December 2015 |
| FICHEUX Veronique Marcelle | RO | 9 | 05 November 2015 | 31 December 2016 |
| FICHEUX Veronique Marcelle | RO | 4 | 05 November 2015 | 31 December 2016 |
| FICHEUX Veronique Marcelle | RO | 1 | 05 November 2015 | 31 December 2016 |
| FICHEUX Veronique Marcelle | RE | 9 | 05 October 2015 | 05 November 2015 |
| FICHEUX Veronique Marcelle | RE | 4 | 05 October 2015 | 05 November 2015 |
| FICHEUX Veronique Marcelle | RE | 1 | 05 October 2015 | 05 November 2015 |
| GEORGE Abraham Yohan | RE | 9 | 31 January 2019 | 31 August 2021 |
| GEORGE Abraham Yohan | RE | 4 | 26 September 2017 | 31 August 2021 |
| GEORGE Abraham Yohan | RE | 1 | 26 September 2017 | 17 April 2020 |
| HALLEY David Michael | RO | 9 | 15 May 2015 | 03 August 2021 |
| HALLEY David Michael | RO | 1 | 10 April 2015 | 07 May 2020 |
| HALLEY David Michael | RO | 4 | 12 March 2010 | 03 August 2021 |
| HILDER Louise | RE | 4 | 29 April 2013 | 31 May 2014 |
| IACOMELLA Peter Anthony | RE | 4 | 05 March 2018 | 29 June 2018 |
| IACOMELLA Peter Anthony | RE | 1 | 05 March 2018 | 29 June 2018 |
| KATTEVILDER Jelmer Maarten | RE | 9 | 16 January 2018 | 20 April 2018 |
| KATTEVILDER Jelmer Maarten | RE | 4 | 16 January 2018 | 20 April 2018 |
| KATTEVILDER Jelmer Maarten | RE | 1 | 16 January 2018 | 20 April 2018 |
| LAU Douglas Yu Tak 劉裕德 | RE | 4 | 22 May 2015 | 19 May 2016 |
| LAU Douglas Yu Tak 劉裕德 | RE | 1 | 22 May 2015 | 19 May 2016 |
| LEUNG Man Ho 梁文灝 | RE | 4 | 02 March 2015 | 27 May 2016 |
| LEUNG Man Ho 梁文灝 | RE | 1 | 02 March 2015 | 27 May 2016 |
| LINDLEY Clive | RE | 9 | 09 August 2019 | 22 February 2021 |
| LINDLEY Clive | RE | 4 | 09 August 2019 | 22 February 2021 |
| LINDLEY Clive | RE | 1 | 09 August 2019 | 17 April 2020 |
| LLEWELYN-WILLIAMS Gareth John | RE | 9 | 24 April 2015 | 27 May 2016 |
| LLEWELYN-WILLIAMS Gareth John | RE | 1 | 24 April 2015 | 27 May 2016 |
| LLEWELYN-WILLIAMS Gareth John | RO | 4 | 12 March 2010 | 27 May 2016 |
| O'BRIEN Oliver Alexander | RE | 4 | 23 February 2016 | 14 March 2016 |
| O'BRIEN Oliver Alexander | RE | 1 | 23 February 2016 | 14 March 2016 |
| PENFOLD Christopher John | RE | 4 | 25 June 2015 | 27 May 2016 |
| PENFOLD Christopher John | RE | 1 | 25 June 2015 | 27 May 2016 |
| PRESTON Nicholas James | RE | 4 | 07 May 2015 | 08 July 2016 |
| PRESTON Nicholas James | RE | 1 | 07 May 2015 | 08 July 2016 |
| PROUDLOCK Timothy Laurence 彭樂添 | RO | 9 | 03 August 2021 | |
| PROUDLOCK Timothy Laurence 彭樂添 | RO | 4 | 03 August 2021 | |
| REIMANN Jahmaine Aderelli | RE | 4 | 11 July 2018 | 02 August 2019 |
| REIMANN Jahmaine Aderelli | RE | 1 | 11 July 2018 | 02 August 2019 |
| SCHOLTZ Frederick David | RE | 9 | 06 August 2019 | 30 September 2021 |
| SCHOLTZ Frederick David | RE | 4 | 28 May 2018 | 30 September 2021 |
| SCHOLTZ Frederick David | RE | 1 | 28 May 2018 | 17 April 2020 |
| SKEGGS Matthew | RE | 4 | 19 May 2015 | 26 November 2020 |
| SKEGGS Matthew | RE | 1 | 19 May 2015 | 17 April 2020 |
| WALKER Niamh Catriona | RE | 4 | 13 July 2020 | 22 August 2021 |
| WICKHAM Oliver Jeremy | RO | 9 | 03 August 2021 | |
| WICKHAM Oliver Jeremy | RO | 4 | 03 August 2021 |