SFC licenceholder ADU457 CHAN Sau Wai, Sylvia 陳秀慧

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 02 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [4] (Advising on Securities) 04 October 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [4] (Advising on Securities) 10 October 2008 14 May 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE [4] (Advising on Securities) 13 June 2007 29 September 2008
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 17 July 2004