SFC Licences of WAT Chi Ming 屈志銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Robern Associates Limited	RO	9	06 September 2021
AP Asset Management (HK) Limited	RO	9	11 April 2019	21 April 2021
AP Asset Management (HK) Limited	RO	1	11 April 2019	21 April 2021
AP Asset Management (HK) Limited	RE	9	13 March 2019	11 April 2019
AP Asset Management (HK) Limited	RE	1	13 March 2019	11 April 2019
AP Asset Management (HK) Limited	RO	9	21 May 2018	21 November 2018
AP Asset Management (HK) Limited	RO	1	21 May 2018	21 November 2018
AP Asset Management (HK) Limited	RE	9	24 April 2018	21 May 2018
AP Asset Management (HK) Limited	RE	1	24 April 2018	21 May 2018
Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司	RE	9	26 October 2012	31 December 2013
Citta Capital Management (HK) Limited	RO	9	24 October 2006	30 June 2010
Chi Capital Securities Limited	RO	9	07 September 2004	09 May 2005
Chi Capital Securities Limited	RO	4	07 September 2004	09 May 2005
Chi Capital Securities Limited	RO	1	07 September 2004	09 May 2005
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	9	01 April 2003	21 August 2003
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	5	01 April 2003	21 August 2003
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	01 April 2003	21 August 2003
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	01 April 2003	21 August 2003
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	4	01 April 2003	21 August 2003
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	6	01 April 2003	21 August 2003
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	9	01 April 2003	21 August 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	21 August 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	21 August 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	21 August 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	21 August 2003