SFC Licences of LEE Mei Ching, Alva 李美清
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RO | 4 | 21 June 2018 | 22 October 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 21 June 2018 | 22 October 2022 |
KGI Asset Management Limited 凱基資產管理有限公司 | RO | 4 | 21 June 2018 | 22 October 2022 |
KGI Asset Management Limited 凱基資產管理有限公司 | RO | 1 | 21 June 2018 | 22 October 2022 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 04 January 2018 | 22 October 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 04 January 2018 | 21 June 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 January 2018 | 21 June 2018 |
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 04 January 2018 | 21 June 2018 |
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 04 January 2018 | 21 June 2018 |