SFC Licences of CHAN Ka Wan 陳嘉韻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 28 April 2014 | 16 January 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 February 2013 | 16 April 2014 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 26 October 2011 | 30 November 2012 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 13 January 2011 | 18 October 2011 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 23 January 2007 | 01 January 2011 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 01 April 2003 | 19 January 2007 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 9 | 01 April 2003 | 11 May 2004 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 6 | 01 April 2003 | 11 May 2004 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 01 April 2003 | 11 May 2004 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 7 | 01 April 2003 | 07 November 2003 |