SFC Licences of TAN Soo Hock
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 January 2004 | 13 February 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 13 February 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 31 December 2003 |