SFC Licences of PRIMHAK Warren Lee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MainFirst Securities Hong Kong Limited | RO | 4 | 21 February 2008 | 04 September 2008 |
| MainFirst Securities Hong Kong Limited | RO | 1 | 21 February 2008 | 04 September 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 01 April 2003 | 31 December 2006 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 6 | 01 April 2003 | 08 January 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 4 | 01 April 2003 | 08 January 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 9 | 01 April 2003 | 08 January 2004 |