SFC Licences of LAU Hok Sum 劉學森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 9 | 01 September 2017 | 13 February 2018 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 4 | 01 September 2017 | 13 February 2018 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 1 | 01 September 2017 | 13 February 2018 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 9 | 14 July 2017 | 26 August 2017 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 14 July 2017 | 26 August 2017 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 14 July 2017 | 26 August 2017 |