Current licenceholders of BJD133 Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
LEE Yan Lam 李欣霖 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 13 November 2020
NG Ka Wa 吳家華 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 04 November 2020
HO-LEE Pui Sze, Doris 何珮詩 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 01 September 2020
YAU Shu Cheung 游樹祥 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 02 July 2020
HUANG Yi-nung 黃憶農 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 20 March 2020
HO Ting Kay 何定錤 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 05 December 2019
KOAY Yi Chuan 郭毅全 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 11 December 2018
MA Hiu Fai 馬曉暉 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 11 September 2018
TSUI Ching, Jane 徐晶 RE [9] (Asset Management) 01 June 2018
TSUI Ching, Jane 徐晶 RE [1] (Dealing in Securities), [4] (Advising on Securities) 07 May 2018
WONG Sun Ming, Simon 王新鳴 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 18 January 2018
CHAN Wai Keung James 陳偉強 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 16 June 2017