SFC Licenceholders of Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司
- info@shanggu-group.com
- Website
- www.shanggu-group.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Chun Hin 陳俊軒 | RE | 9 | 01 February 2021 | |
| CHAN Chun Hin 陳俊軒 | RE | 4 | 01 February 2021 | |
| CHAN Chun Hin 陳俊軒 | RE | 1 | 01 February 2021 | |
| CHAN King Yuet 陳琼月 | RE | 1 | 20 December 2017 | 14 March 2018 |
| CHAN King Yuet 陳琼月 | RE | 4 | 20 December 2017 | 14 March 2018 |
| CHAN King Yuet 陳琼月 | RE | 9 | 20 December 2017 | 14 March 2018 |
| CHAN Kwok Wai 陳覺偉 | RE | 1 | 17 May 2022 | |
| CHAN Kwok Wai 陳覺偉 | RE | 9 | 17 May 2022 | |
| CHAN Kwok Wai 陳覺偉 | RE | 4 | 17 May 2022 | |
| CHAN Pui Shuen 陳沛璇 | RE | 4 | 14 September 2018 | 25 January 2019 |
| CHAN Pui Shuen 陳沛璇 | RE | 1 | 14 September 2018 | 25 January 2019 |
| CHAN Wai Keung James 陳偉強 | RE | 9 | 04 February 2021 | 28 July 2022 |
| CHAN Wai Keung James 陳偉強 | RE | 4 | 04 February 2021 | 28 July 2022 |
| CHAN Wai Keung James 陳偉強 | RE | 1 | 04 February 2021 | 28 July 2022 |
| CHAN Wai Keung James 陳偉強 | RO | 9 | 16 June 2017 | 04 February 2021 |
| CHAN Wai Keung James 陳偉強 | RO | 4 | 16 June 2017 | 04 February 2021 |
| CHAN Wai Keung James 陳偉強 | RO | 1 | 16 June 2017 | 04 February 2021 |
| CHEONG Fung Nean 鍾豐年 | RE | 9 | 26 November 2021 | |
| CHEONG Fung Nean 鍾豐年 | RE | 4 | 26 November 2021 | |
| CHEONG Fung Nean 鍾豐年 | RE | 1 | 26 November 2021 | |
| CHOI Ching Lam 蔡清琳 | RE | 4 | 04 April 2018 | 21 October 2018 |
| CHOI Ching Lam 蔡清琳 | RE | 1 | 04 April 2018 | 21 October 2018 |
| HO Ting Kay 何定錤 | RE | 1 | 28 October 2019 | 05 December 2019 |
| HO Ting Kay 何定錤 | RE | 4 | 28 October 2019 | 05 December 2019 |
| HO Ting Kay 何定錤 | RE | 9 | 28 October 2019 | 05 December 2019 |
| HO Ting Kay 何定錤 | RO | 9 | 05 December 2019 | 15 March 2022 |
| HO Ting Kay 何定錤 | RO | 4 | 05 December 2019 | 15 March 2022 |
| HO Ting Kay 何定錤 | RO | 1 | 05 December 2019 | 15 March 2022 |
| HO-LEE Pui Sze, Doris 何珮詩 | RE | 1 | 01 September 2020 | |
| HO-LEE Pui Sze, Doris 何珮詩 | RE | 4 | 01 September 2020 | |
| HO-LEE Pui Sze, Doris 何珮詩 | RE | 9 | 01 September 2020 | |
| HUANG Yi-nung 黃憶農 | RE | 1 | 20 March 2020 | 30 June 2021 |
| HUANG Yi-nung 黃憶農 | RE | 9 | 20 March 2020 | 30 June 2021 |
| HUANG Yi-nung 黃憶農 | RE | 4 | 20 March 2020 | 30 June 2021 |
| KOAY Yi Chuan 郭毅全 | RE | 9 | 11 December 2018 | 01 April 2023 |
| KOAY Yi Chuan 郭毅全 | RE | 4 | 11 December 2018 | 01 April 2023 |
| KOAY Yi Chuan 郭毅全 | RE | 1 | 11 December 2018 | 01 April 2023 |
| LAM Tak Lim 林德廉 | RE | 1 | 23 December 2022 | 26 February 2024 |
| LAU Hok Sum 劉學森 | RE | 1 | 01 September 2017 | 13 February 2018 |
| LAU Hok Sum 劉學森 | RE | 4 | 01 September 2017 | 13 February 2018 |
| LAU Hok Sum 劉學森 | RE | 9 | 01 September 2017 | 13 February 2018 |
| LEE Yan Lam 李欣霖 | RO | 9 | 13 November 2020 | 25 May 2022 |
| LEE Yan Lam 李欣霖 | RO | 4 | 13 November 2020 | 25 May 2022 |
| LEE Yan Lam 李欣霖 | RO | 1 | 13 November 2020 | 25 May 2022 |
| LEE Yan Lam 李欣霖 | RE | 9 | 29 September 2020 | 13 November 2020 |
| LEE Yan Lam 李欣霖 | RE | 4 | 29 September 2020 | 13 November 2020 |
| LEUNG Ethan Ka Hin 梁嘉軒 | RE | 1 | 14 May 2021 | 04 October 2021 |
| LEUNG Ethan Ka Hin 梁嘉軒 | RE | 4 | 14 May 2021 | 04 October 2021 |
| LEUNG Ethan Ka Hin 梁嘉軒 | RE | 9 | 14 May 2021 | 04 October 2021 |
| LEUNG Yin Wing 梁彥頴 | RE | 4 | 12 January 2021 | 26 February 2021 |
| LEUNG Yin Wing 梁彥頴 | RO | 1 | 26 February 2021 | |
| LEUNG Yin Wing 梁彥頴 | RO | 4 | 26 February 2021 | |
| LEUNG Yin Wing 梁彥頴 | RO | 9 | 26 February 2021 | |
| LEUNG Yin Wing 梁彥頴 | RE | 9 | 12 January 2021 | 26 February 2021 |
| LEUNG Yiu Lun 梁耀麟 | RE | 4 | 02 February 2018 | 13 July 2018 |
| LEUNG Yiu Lun 梁耀麟 | RE | 1 | 02 February 2018 | 13 July 2018 |
| LEUNG Yiu Lun 梁耀麟 | RE | 9 | 02 February 2018 | 13 July 2018 |
| LIN Ni 林昵 | RO | 9 | 16 June 2017 | 31 May 2018 |
| LIN Ni 林昵 | RO | 4 | 16 June 2017 | 31 May 2018 |
| LIN Ni 林昵 | RO | 1 | 16 June 2017 | 31 May 2018 |
| LO Kong Kin 盧剛建 | RE | 1 | 06 June 2018 | 31 December 2018 |
| LO Kong Kin 盧剛建 | RE | 4 | 06 June 2018 | 31 December 2018 |
| MA Hiu Fai 馬曉暉 | RE | 9 | 11 September 2018 | |
| MA Hiu Fai 馬曉暉 | RE | 4 | 11 September 2018 | |
| MA Hiu Fai 馬曉暉 | RE | 1 | 11 September 2018 | |
| MOK Sin Yee 莫倩儀 | RO | 9 | 16 June 2017 | 01 January 2020 |
| MOK Sin Yee 莫倩儀 | RO | 4 | 16 June 2017 | 01 January 2020 |
| MOK Sin Yee 莫倩儀 | RO | 1 | 16 June 2017 | 01 January 2020 |
| NG Ka Wa 吳家華 | RE | 9 | 04 November 2020 | 01 May 2021 |
| NG Ka Wa 吳家華 | RE | 1 | 04 November 2020 | 01 May 2021 |
| NG Ka Wa 吳家華 | RE | 4 | 04 November 2020 | 01 May 2021 |
| PANG Ching Man 彭政文 | RO | 9 | 12 October 2021 | 11 March 2023 |
| PANG Ching Man 彭政文 | RO | 4 | 12 October 2021 | 11 March 2023 |
| PANG Ching Man 彭政文 | RO | 1 | 12 October 2021 | 11 March 2023 |
| PANG Ching Man 彭政文 | RE | 1 | 15 September 2021 | 12 October 2021 |
| PANG Ching Man 彭政文 | RE | 4 | 15 September 2021 | 12 October 2021 |
| PANG Ching Man 彭政文 | RE | 9 | 15 September 2021 | 12 October 2021 |
| PANG Ching Man 彭政文 | RO | 4 | 29 May 2018 | 05 July 2019 |
| PANG Ching Man 彭政文 | RO | 1 | 29 May 2018 | 05 July 2019 |
| PANG Ching Man 彭政文 | RE | 9 | 18 April 2018 | 29 May 2018 |
| PANG Ching Man 彭政文 | RE | 4 | 18 April 2018 | 29 May 2018 |
| PANG Ching Man 彭政文 | RE | 1 | 18 April 2018 | 29 May 2018 |
| PANG Ching Man 彭政文 | RO | 9 | 29 May 2018 | 05 July 2019 |
| TAM Ka Yan 譚嘉欣 | RE | 4 | 08 March 2023 | |
| TAM Ka Yan 譚嘉欣 | RE | 1 | 08 March 2023 | |
| TANG Hing Pang, Donmany 鄧慶鵬 | RE | 4 | 22 February 2018 | 07 September 2018 |
| TANG Hing Pang, Donmany 鄧慶鵬 | RE | 1 | 22 February 2018 | 07 September 2018 |
| TANG Hing Pang, Donmany 鄧慶鵬 | RE | 9 | 22 February 2018 | 07 September 2018 |
| TANG lipeng 唐力鵬 | RE | 9 | 16 February 2024 | |
| TANG lipeng 唐力鵬 | RE | 4 | 16 February 2024 | |
| TANG lipeng 唐力鵬 | RE | 1 | 16 February 2024 | |
| TSE Yuen Fun 謝苑芬 | RE | 1 | 11 April 2018 | 18 December 2019 |
| TSE Yuen Fun 謝苑芬 | RE | 4 | 11 April 2018 | 18 December 2019 |
| TSUI Ching, Jane 徐晶 | RE | 9 | 01 June 2018 | |
| TSUI Ching, Jane 徐晶 | RE | 1 | 07 May 2018 | |
| TSUI Ching, Jane 徐晶 | RE | 4 | 07 May 2018 | |
| WANG Guangcan 王光燦 | RE | 9 | 16 February 2024 | |
| WANG Guangcan 王光燦 | RE | 4 | 16 February 2024 | |
| WANG Guangcan 王光燦 | RE | 1 | 16 February 2024 | |
| WANG Wei 王瑋 | RO | 9 | 16 June 2017 | 31 January 2019 |
| WANG Wei 王瑋 | RO | 4 | 16 June 2017 | 31 January 2019 |
| WANG Wei 王瑋 | RO | 1 | 16 June 2017 | 31 January 2019 |
| WONG Sun Ming, Simon 王新鳴 | RE | 9 | 18 January 2018 | |
| WONG Sun Ming, Simon 王新鳴 | RE | 4 | 18 January 2018 | |
| WONG Sun Ming, Simon 王新鳴 | RE | 1 | 18 January 2018 | |
| YAU Shu Cheung 游樹祥 | RO | 9 | 28 March 2023 | |
| YAU Shu Cheung 游樹祥 | RO | 4 | 28 March 2023 | |
| YAU Shu Cheung 游樹祥 | RO | 1 | 28 March 2023 | |
| YAU Shu Cheung 游樹祥 | RO | 1 | 02 July 2020 | 16 April 2021 |
| YAU Shu Cheung 游樹祥 | RO | 4 | 02 July 2020 | 16 April 2021 |
| YAU Shu Cheung 游樹祥 | RO | 9 | 02 July 2020 | 16 April 2021 |