SFC Licences of LAU Tak, Vincent 劉德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 2 27 April 2006 16 September 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 1 27 April 2006 16 September 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 11 December 2003 31 March 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 11 December 2003 31 March 2006
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 01 April 2003 02 April 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 01 April 2003 02 April 2003
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 9 01 April 2003 02 April 2003
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 6 01 April 2003 02 April 2003
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 01 April 2003 02 April 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 7 01 April 2003 02 April 2003
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 April 2003 02 April 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 9 01 April 2003 02 April 2003