SFC Licences of CHEN Chia Ling 陳佳鈴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oceanpine Capital Management Limited | RO | 9 | 15 January 2019 | 30 June 2019 |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RO | 9 | 15 October 2012 | 31 October 2014 |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RO | 1 | 12 October 2011 | 31 October 2014 |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RO | 4 | 26 November 2009 | 31 October 2014 |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 26 November 2009 | 15 October 2012 |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 22 October 2009 | 26 November 2009 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 4 | 04 May 2009 | 01 August 2009 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 1 | 04 May 2009 | 01 August 2009 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 27 February 2006 | 04 May 2009 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 27 February 2006 | 04 May 2009 |