SFC Licences of VAN DER SCHAFT Pieter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 | RE | 9 | 02 September 2016 | 26 October 2016 |
| Schroder Investment Management (Hong Kong) Limited | RE | 9 | 28 November 2012 | 30 April 2014 |
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 28 November 2012 | 30 April 2014 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 28 November 2012 | 30 April 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 17 May 2010 | 18 April 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 May 2010 | 18 April 2012 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 4 | 26 October 2004 | 14 February 2006 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 01 April 2003 | 26 October 2004 |