SFC Licences of CHOW Yan Yan 周茵茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 03 September 2003 | 21 December 2022 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 01 April 2003 | 17 April 2003 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 6 | 01 April 2003 | 17 April 2003 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 9 | 01 April 2003 | 17 April 2003 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 01 April 2003 | 17 April 2003 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 01 April 2003 | 17 April 2003 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 01 April 2003 | 17 April 2003 |