SFC Licences of LIANG Jiang 梁江

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 RO 4 30 May 2018
Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 RO 9 22 March 2007
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 01 April 2003 01 December 2006
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 01 April 2003 01 December 2006
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 01 April 2003 02 March 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 01 April 2003 02 March 2004