SFC Licences of TONG Hei Ming, Andrew 唐熹明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mason Investment Management Limited 茂宸投資管理有限公司 RO 1 22 March 2019 22 October 2019
Mason Investment Management Limited 茂宸投資管理有限公司 RO 9 11 July 2018 22 October 2019
Mason Investment Management Limited 茂宸投資管理有限公司 RO 4 11 July 2018 22 October 2019
Thomas Global Financial Services Limited 石匠環球金服有限公司 RO 1 11 July 2018 25 March 2019
Mason Securities Limited 茂宸證券有限公司 RE 1 31 January 2018 05 July 2019
Mason Investment Management Limited 茂宸投資管理有限公司 RE 9 31 January 2018 11 July 2018
Mason Investment Management Limited 茂宸投資管理有限公司 RE 4 31 January 2018 11 July 2018
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RO 9 15 December 2010 09 August 2017
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RO 4 15 December 2010 09 August 2017
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RO 1 15 December 2010 09 August 2017
Generali Investments Asia Limited 忠利投資亞洲有限公司 RO 2 30 May 2008 27 June 2008
Generali Investments Asia Limited 忠利投資亞洲有限公司 RO 1 28 December 2007 30 June 2010
Generali Investments Asia Limited 忠利投資亞洲有限公司 RO 5 28 December 2007 27 June 2008
Generali Investments Asia Limited 忠利投資亞洲有限公司 RO 9 05 December 2007 30 June 2010
Generali Investments Asia Limited 忠利投資亞洲有限公司 RO 4 05 December 2007 30 June 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 1 07 June 2004 13 September 2007
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 9 01 April 2003 13 September 2007
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 4 01 April 2003 07 June 2004
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 6 01 April 2003 16 August 2003