SFC Licences of LAU Ka, Johnette 劉嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 10 October 2012 | 25 July 2014 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 10 October 2012 | 25 July 2014 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 | RE | 4 | 01 April 2003 | 16 January 2004 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 | RE | 6 | 01 April 2003 | 04 December 2003 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 | RE | 9 | 01 April 2003 | 04 December 2003 |