SFC Licenceholders of BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司
- Addresses
- Levels 25 and 26,Three Pacific Place, 1 Queen's Road East, Hong Kong
- 香港皇后大道東1號太古廣場3座25及26樓
- [email protected]
- Website
- www.bnymellonim.com/hk.
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DAVIES Chad Matthew Francis | RO | 2 | 10 August 2022 | |
| DAVIES Chad Matthew Francis | RO | 1 | 10 August 2022 | |
| LAU Lai Kwan Angel 劉麗君 | RE | 9 | 01 August 2022 | |
| LAU Lai Kwan Angel 劉麗君 | RE | 4 | 01 August 2022 | |
| LAU Lai Kwan Angel 劉麗君 | RE | 1 | 01 August 2022 | |
| ZEUTHEN Robert Craig | RE | 4 | 11 July 2022 | |
| ZEUTHEN Robert Craig | RE | 1 | 11 July 2022 | |
| LYDOTES James Aristom | RE | 4 | 11 July 2022 | |
| LYDOTES James Aristom | RE | 1 | 11 July 2022 | |
| CHANG Carmen 張嘉雯 | RE | 9 | 16 June 2022 | |
| CHANG Carmen 張嘉雯 | RE | 4 | 16 June 2022 | |
| CHANG Carmen 張嘉雯 | RE | 1 | 16 June 2022 | |
| CHAN Choon Wei, Clarence | RE | 9 | 20 April 2022 | |
| CHAN Choon Wei, Clarence | RE | 4 | 20 April 2022 | |
| CHAN Choon Wei, Clarence | RE | 1 | 20 April 2022 | |
| YEN Nga Man 嚴雅雯 | RE | 9 | 13 April 2022 | |
| YEN Nga Man 嚴雅雯 | RE | 4 | 13 April 2022 | |
| YEN Nga Man 嚴雅雯 | RE | 1 | 13 April 2022 | |
| CHIU Sung Biu Bill Lawrence 趙崇鏢 | RE | 9 | 23 March 2022 | |
| CHAN Mo Yan 陳慕恩 | RE | 9 | 23 March 2022 | |
| CHAN Mo Yan 陳慕恩 | RE | 4 | 23 March 2022 | |
| CHAN Mo Yan 陳慕恩 | RE | 1 | 23 March 2022 | |
| ZHONG Ying 鍾瑩 | RE | 9 | 25 February 2022 | |
| ZHONG Ying 鍾瑩 | RE | 4 | 25 February 2022 | |
| ZHONG Ying 鍾瑩 | RE | 1 | 25 February 2022 | |
| DAVIES Chad Matthew Francis | RE | 9 | 13 January 2022 | |
| LAI Weng Si Vivian 黎穎思 | RE | 4 | 13 December 2021 | |
| LAI Weng Si Vivian 黎穎思 | RE | 1 | 13 December 2021 | |
| LAI Weng Si Vivian 黎穎思 | RE | 9 | 13 December 2021 | |
| WU Yi Ting 吳翊婷 | RE | 9 | 30 August 2021 | |
| WU Yi Ting 吳翊婷 | RE | 4 | 30 August 2021 | |
| WU Yi Ting 吳翊婷 | RE | 1 | 30 August 2021 | |
| CHAN Man Ying 陳敏盈 | RE | 4 | 27 August 2021 | |
| CHAN Man Ying 陳敏盈 | RE | 1 | 27 August 2021 | |
| WONG Wing Hang, Dominic 王永鏗 | RE | 9 | 22 March 2021 | |
| WONG Wing Hang, Dominic 王永鏗 | RE | 4 | 22 March 2021 | |
| WONG Wing Hang, Dominic 王永鏗 | RE | 1 | 22 March 2021 | |
| JONES Barnaby Leonard | RE | 4 | 20 July 2020 | |
| JONES Barnaby Leonard | RE | 1 | 20 July 2020 | |
| TSE Ka Man, Carmen 謝嘉汶 | RE | 4 | 22 June 2020 | |
| TSE Ka Man, Carmen 謝嘉汶 | RE | 1 | 22 June 2020 | |
| ZHAO Xiaowei 趙晓薇 | RE | 9 | 23 December 2019 | |
| YU Kai 于凱 | RE | 9 | 07 August 2019 | |
| YU Kai 于凱 | RE | 4 | 07 August 2019 | |
| YU Kai 于凱 | RE | 1 | 07 August 2019 | |
| BANNON Deborah Mary | RO | 4 | 04 April 2019 | |
| BANNON Deborah Mary | RO | 1 | 04 April 2019 | |
| BANNON Deborah Mary | RO | 9 | 04 April 2019 | |
| ZHAO Xiaowei 趙晓薇 | RE | 1 | 19 June 2018 | |
| ZHAO Xiaowei 趙晓薇 | RE | 4 | 08 June 2018 | |
| AO IEONG Ka Ian 歐陽嘉恩 | RE | 1 | 01 February 2018 | |
| AO IEONG Ka Ian 歐陽嘉恩 | RE | 4 | 22 January 2018 | |
| SHAMSUDDIN Doni | RO | 2 | 31 October 2017 | |
| KENNEDY Brett Ashwin James | RE | 4 | 10 October 2017 | |
| KENNEDY Brett Ashwin James | RE | 1 | 10 October 2017 | |
| BROWN Sebastian Gordon | RE | 4 | 29 August 2017 | |
| BROWN Sebastian Gordon | RE | 1 | 29 August 2017 | |
| SHAMSUDDIN Doni | RO | 9 | 10 February 2017 | |
| CHIU Sung Biu Bill Lawrence 趙崇鏢 | RO | 2 | 06 June 2016 | |
| CHIU Sung Biu Bill Lawrence 趙崇鏢 | RO | 1 | 06 June 2016 | |
| DELGIUDICE John Paul | RE | 4 | 28 October 2015 | |
| DELGIUDICE John Paul | RE | 1 | 28 October 2015 | |
| SHAMSUDDIN Doni | RO | 1 | 30 April 2015 | |
| SHAMSUDDIN Doni | RO | 4 | 30 April 2015 | |
| MARTIN Charles Ashley | RE | 4 | 03 September 2014 | |
| MARTIN Charles Ashley | RE | 1 | 03 September 2014 | |
| KIM Eung Who | RE | 9 | 29 October 2013 | |
| KIM Eung Who | RE | 4 | 29 October 2013 | |
| KIM Eung Who | RE | 1 | 29 October 2013 | |
| LUI Man Ying 呂文瑛 | RO | 9 | 19 April 2011 | |
| LUI Man Ying 呂文瑛 | RO | 4 | 19 April 2011 | |
| LUI Man Ying 呂文瑛 | RO | 1 | 19 April 2011 | |
| YU Ka Yee, Sandra 余嘉儀 | RE | 4 | 12 January 2011 | |
| YU Ka Yee, Sandra 余嘉儀 | RE | 1 | 12 January 2011 | |
| DAVIES Chad Matthew Francis | RE | 2 | 13 January 2022 | 10 August 2022 |
| DAVIES Chad Matthew Francis | RE | 1 | 13 January 2022 | 10 August 2022 |
| TANG Wing Sze Winnie 鄧詠詩 | RE | 9 | 13 December 2021 | 23 February 2022 |
| TANG Wing Sze Winnie 鄧詠詩 | RE | 4 | 13 December 2021 | 23 February 2022 |
| TANG Wing Sze Winnie 鄧詠詩 | RE | 1 | 13 December 2021 | 23 February 2022 |
| FUNG Yuen Fun 馮婉芬 | RE | 1 | 29 October 2013 | 03 January 2022 |
| FUNG Yuen Fun 馮婉芬 | RE | 4 | 29 October 2013 | 03 January 2022 |
| LAM Chi Ming 林智明 | RE | 4 | 09 October 2020 | 17 December 2021 |
| LAM Chi Ming 林智明 | RE | 1 | 09 October 2020 | 17 December 2021 |
| ZHANG Jinhong 張金弘 | RE | 4 | 16 July 2019 | 09 September 2021 |
| ZHANG Jinhong 張金弘 | RE | 1 | 16 July 2019 | 09 September 2021 |
| WALTON Matthew | RO | 2 | 19 February 2016 | 20 August 2021 |
| WALTON Matthew | RO | 1 | 19 February 2016 | 20 August 2021 |
| LIU Victoria Audrey 廖卓琦 | RE | 1 | 04 May 2021 | 26 July 2021 |
| LIU Victoria Audrey 廖卓琦 | RE | 4 | 04 May 2021 | 26 July 2021 |
| LIU Victoria Audrey 廖卓琦 | RE | 9 | 04 May 2021 | 26 July 2021 |
| CHAN Chi Man 陳志雯 | RE | 4 | 27 July 2020 | 24 March 2021 |
| CHAN Chi Man 陳志雯 | RE | 1 | 27 July 2020 | 24 March 2021 |
| KOPITSIS Nicolas | RO | 1 | 02 February 2018 | 01 March 2021 |
| KOPITSIS Nicolas | RO | 4 | 02 February 2018 | 01 March 2021 |
| YEN Nga Man 嚴雅雯 | RE | 1 | 15 July 2008 | 25 December 2019 |
| YEN Nga Man 嚴雅雯 | RE | 4 | 15 July 2008 | 25 December 2019 |
| YEN Nga Man 嚴雅雯 | RE | 9 | 15 July 2008 | 25 December 2019 |
| CHUNG Siu Hong Billy 鍾兆康 | RE | 4 | 02 October 2019 | 27 November 2019 |
| CHUNG Siu Hong Billy 鍾兆康 | RE | 1 | 20 September 2019 | 27 November 2019 |
| ZHANG Xuan 張璇 | RO | 1 | 20 April 2015 | 22 November 2019 |
| ZHANG Xuan 張璇 | RO | 4 | 20 April 2015 | 22 November 2019 |
| ZHANG Xuan 張璇 | RO | 9 | 20 April 2015 | 22 November 2019 |
| AMIR Faridah | RE | 1 | 21 August 2017 | 19 July 2019 |
| AMIR Faridah | RE | 4 | 21 August 2017 | 19 July 2019 |
| LEUNG Wai Ting Amy 梁煒婷 | RE | 4 | 30 December 2015 | 17 June 2019 |
| LEUNG Wai Ting Amy 梁煒婷 | RE | 1 | 30 December 2015 | 17 June 2019 |
| LAM Sahra 林思源 | RE | 1 | 25 March 2015 | 30 April 2019 |
| LAM Sahra 林思源 | RE | 4 | 25 March 2015 | 30 April 2019 |
| BANNON Deborah Mary | RE | 4 | 24 August 2017 | 04 April 2019 |
| BANNON Deborah Mary | RE | 1 | 24 August 2017 | 04 April 2019 |
| WU Qin 武芹 | RE | 1 | 06 November 2017 | 21 November 2018 |
| WU Qin 武芹 | RE | 4 | 06 November 2017 | 21 November 2018 |
| CHONG Sue Ching 張素菁 | RO | 9 | 24 November 2017 | 22 October 2018 |
| CHONG Sue Ching 張素菁 | RO | 4 | 24 November 2017 | 22 October 2018 |
| CHONG Sue Ching 張素菁 | RO | 1 | 24 November 2017 | 22 October 2018 |
| JING Hua 景華 | RE | 9 | 28 June 2016 | 07 September 2018 |
| JING Hua 景華 | RE | 4 | 28 June 2016 | 07 September 2018 |
| JING Hua 景華 | RE | 1 | 28 June 2016 | 07 September 2018 |
| WRIGHT Lindsay Megan | RO | 1 | 27 September 2016 | 13 June 2018 |
| WRIGHT Lindsay Megan | RO | 9 | 27 September 2016 | 13 June 2018 |
| WRIGHT Lindsay Megan | RO | 4 | 27 September 2016 | 13 June 2018 |
| WONG Shu Xian Melanie 王淑嫻 | RE | 1 | 19 May 2017 | 21 March 2018 |
| WONG Shu Xian Melanie 王淑嫻 | RE | 4 | 19 May 2017 | 21 March 2018 |
| KOPITSIS Nicolas | RE | 1 | 10 May 2016 | 02 February 2018 |
| KOPITSIS Nicolas | RE | 4 | 10 May 2016 | 02 February 2018 |
| CHONG Sue Ching 張素菁 | RE | 4 | 05 September 2014 | 24 November 2017 |
| CHONG Sue Ching 張素菁 | RE | 9 | 05 September 2014 | 24 November 2017 |
| CHONG Sue Ching 張素菁 | RE | 1 | 05 September 2014 | 24 November 2017 |
| TSE Yue Hong 謝汝康 | RE | 4 | 18 November 2016 | 30 June 2017 |
| TSE Yue Hong 謝汝康 | RE | 1 | 18 November 2016 | 30 June 2017 |
| WRIGHT Lindsay Megan | RE | 1 | 13 June 2016 | 27 September 2016 |
| WRIGHT Lindsay Megan | RE | 4 | 13 June 2016 | 27 September 2016 |
| UDING Gerardus Henricus Paulus | RO | 1 | 09 January 2014 | 05 September 2016 |
| UDING Gerardus Henricus Paulus | RO | 4 | 09 January 2014 | 05 September 2016 |
| UDING Gerardus Henricus Paulus | RO | 9 | 09 January 2014 | 05 September 2016 |
| UDING Gerardus Henricus Paulus | RO | 2 | 09 January 2014 | 05 September 2016 |
| CHIU Sung Biu Bill Lawrence 趙崇鏢 | RE | 1 | 18 April 2016 | 06 June 2016 |
| CHIU Sung Biu Bill Lawrence 趙崇鏢 | RE | 2 | 18 April 2016 | 06 June 2016 |
| CHANG Carmen 張嘉雯 | RE | 9 | 01 September 2015 | 01 June 2016 |
| CHANG Carmen 張嘉雯 | RE | 4 | 01 September 2015 | 01 June 2016 |
| CHANG Carmen 張嘉雯 | RE | 1 | 01 September 2015 | 01 June 2016 |
| WALTON Matthew | RE | 1 | 09 September 2013 | 19 February 2016 |
| WALTON Matthew | RE | 2 | 09 September 2013 | 19 February 2016 |
| HO Andy 何肇聰 | RO | 2 | 31 January 2013 | 05 February 2016 |
| HO Andy 何肇聰 | RO | 1 | 31 January 2013 | 05 February 2016 |
| LIN BAUCHINGER Amanda Yi-Chun 林怡君 | RE | 4 | 13 August 2012 | 27 October 2015 |
| LIN BAUCHINGER Amanda Yi-Chun 林怡君 | RE | 1 | 13 August 2012 | 27 October 2015 |
| BROWN Sebastian Gordon | RE | 4 | 30 January 2014 | 25 September 2015 |
| BROWN Sebastian Gordon | RE | 1 | 30 January 2014 | 25 September 2015 |
| YEUNG Fu Ngai 楊富藝 | RE | 1 | 01 April 2014 | 16 July 2015 |
| YEUNG Fu Ngai 楊富藝 | RE | 2 | 01 April 2014 | 16 July 2015 |
| YEUNG Fu Ngai 楊富藝 | RE | 9 | 01 April 2014 | 16 July 2015 |
| HO May Wai, Judy 何美蕙 | RE | 1 | 07 October 2013 | 06 June 2015 |
| HO May Wai, Judy 何美蕙 | RE | 4 | 07 October 2013 | 06 June 2015 |
| HO May Wai, Judy 何美蕙 | RE | 9 | 07 October 2013 | 06 June 2015 |
| TUEN MUK Hoi Ning, Helen 端木愷寧 | RE | 1 | 24 March 2015 | 03 June 2015 |
| TUEN MUK Hoi Ning, Helen 端木愷寧 | RE | 4 | 24 March 2015 | 03 June 2015 |
| TUEN MUK Hoi Ning, Helen 端木愷寧 | RE | 9 | 24 March 2015 | 03 June 2015 |
| CHANG Carmen 張嘉雯 | RE | 9 | 11 March 2014 | 03 June 2015 |
| CHANG Carmen 張嘉雯 | RE | 1 | 12 November 2012 | 03 June 2015 |
| CHANG Carmen 張嘉雯 | RE | 4 | 12 November 2012 | 03 June 2015 |
| ZHANG Xuan 張璇 | RE | 9 | 03 December 2014 | 20 April 2015 |
| ZHANG Xuan 張璇 | RE | 4 | 03 December 2014 | 20 April 2015 |
| ZHANG Xuan 張璇 | RE | 1 | 03 December 2014 | 20 April 2015 |
| YAN Cleo Sheung Ngar 甄尚雅 | RE | 4 | 09 May 2013 | 17 July 2014 |
| YAN Cleo Sheung Ngar 甄尚雅 | RE | 1 | 09 May 2013 | 17 July 2014 |
| CHENG Pui Yan 鄭珮欣 | RE | 4 | 10 May 2013 | 06 June 2014 |
| CHENG Pui Yan 鄭珮欣 | RE | 1 | 03 May 2013 | 06 June 2014 |
| FU Wai Man 傅偉民 | RE | 4 | 25 January 2013 | 25 March 2014 |
| FU Wai Man 傅偉民 | RE | 1 | 25 January 2013 | 25 March 2014 |
| UDING Gerardus Henricus Paulus | RE | 2 | 16 December 2013 | 09 January 2014 |
| UDING Gerardus Henricus Paulus | RE | 9 | 27 August 2013 | 09 January 2014 |
| UDING Gerardus Henricus Paulus | RE | 4 | 27 August 2013 | 09 January 2014 |
| UDING Gerardus Henricus Paulus | RE | 1 | 27 August 2013 | 09 January 2014 |
| SUN Haifeng 孫海峰 | RO | 9 | 06 June 2008 | 07 November 2013 |
| SUN Haifeng 孫海峰 | RO | 4 | 06 June 2008 | 07 November 2013 |
| SUN Haifeng 孫海峰 | RO | 1 | 06 June 2008 | 07 November 2013 |
| TSE Pui Kwan 謝佩坤 | RE | 9 | 13 August 2012 | 05 July 2013 |
| TSE Pui Kwan 謝佩坤 | RE | 1 | 13 August 2012 | 05 July 2013 |
| TSE Pui Kwan 謝佩坤 | RE | 4 | 13 August 2012 | 05 July 2013 |
| FUNG Yuen Tsun 馮苑蓁 | RE | 9 | 01 June 2012 | 15 May 2013 |
| FUNG Yuen Tsun 馮苑蓁 | RE | 4 | 01 June 2012 | 15 May 2013 |
| FUNG Yuen Tsun 馮苑蓁 | RE | 1 | 01 June 2012 | 15 May 2013 |
| HWANG Suk Hwan | RO | 9 | 09 March 2009 | 22 November 2012 |
| HWANG Suk Hwan | RO | 1 | 09 March 2009 | 22 November 2012 |
| HWANG Suk Hwan | RO | 4 | 09 March 2009 | 22 November 2012 |
| WONG Sui Man 黃瑞文 | RE | 9 | 02 December 2008 | 21 March 2012 |
| WONG Sui Man 黃瑞文 | RE | 4 | 04 November 2008 | 21 March 2012 |
| WONG Sui Man 黃瑞文 | RE | 1 | 04 November 2008 | 21 March 2012 |
| LUI Man Ying 呂文瑛 | RE | 4 | 15 July 2008 | 19 April 2011 |
| LUI Man Ying 呂文瑛 | RE | 1 | 15 July 2008 | 19 April 2011 |
| LUI Man Ying 呂文瑛 | RE | 9 | 15 July 2008 | 19 April 2011 |