SFC Licenceholders of BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司

Addresses
Levels 25 and 26,Three Pacific Place, 1 Queen's Road East, Hong Kong
香港皇后大道東1號太古廣場3座25及26樓
Email
[email protected]
Website
www.bnymellonim.com/hk.

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
DAVIES Chad Matthew Francis RO 2 10 August 2022
DAVIES Chad Matthew Francis RO 1 10 August 2022
LAU Lai Kwan Angel 劉麗君 RE 9 01 August 2022
LAU Lai Kwan Angel 劉麗君 RE 4 01 August 2022
LAU Lai Kwan Angel 劉麗君 RE 1 01 August 2022
ZEUTHEN Robert Craig RE 4 11 July 2022
ZEUTHEN Robert Craig RE 1 11 July 2022
LYDOTES James Aristom RE 4 11 July 2022
LYDOTES James Aristom RE 1 11 July 2022
CHANG Carmen 張嘉雯 RE 9 16 June 2022
CHANG Carmen 張嘉雯 RE 4 16 June 2022
CHANG Carmen 張嘉雯 RE 1 16 June 2022
CHAN Choon Wei, Clarence RE 9 20 April 2022
CHAN Choon Wei, Clarence RE 4 20 April 2022
CHAN Choon Wei, Clarence RE 1 20 April 2022
YEN Nga Man 嚴雅雯 RE 9 13 April 2022
YEN Nga Man 嚴雅雯 RE 4 13 April 2022
YEN Nga Man 嚴雅雯 RE 1 13 April 2022
CHIU Sung Biu Bill Lawrence 趙崇鏢 RE 9 23 March 2022
CHAN Mo Yan 陳慕恩 RE 9 23 March 2022
CHAN Mo Yan 陳慕恩 RE 4 23 March 2022
CHAN Mo Yan 陳慕恩 RE 1 23 March 2022
ZHONG Ying 鍾瑩 RE 9 25 February 2022
ZHONG Ying 鍾瑩 RE 4 25 February 2022
ZHONG Ying 鍾瑩 RE 1 25 February 2022
DAVIES Chad Matthew Francis RE 9 13 January 2022
LAI Weng Si Vivian 黎穎思 RE 4 13 December 2021
LAI Weng Si Vivian 黎穎思 RE 1 13 December 2021
LAI Weng Si Vivian 黎穎思 RE 9 13 December 2021
WU Yi Ting 吳翊婷 RE 9 30 August 2021
WU Yi Ting 吳翊婷 RE 4 30 August 2021
WU Yi Ting 吳翊婷 RE 1 30 August 2021
CHAN Man Ying 陳敏盈 RE 4 27 August 2021
CHAN Man Ying 陳敏盈 RE 1 27 August 2021
WONG Wing Hang, Dominic 王永鏗 RE 9 22 March 2021
WONG Wing Hang, Dominic 王永鏗 RE 4 22 March 2021
WONG Wing Hang, Dominic 王永鏗 RE 1 22 March 2021
JONES Barnaby Leonard RE 4 20 July 2020
JONES Barnaby Leonard RE 1 20 July 2020
TSE Ka Man, Carmen 謝嘉汶 RE 4 22 June 2020
TSE Ka Man, Carmen 謝嘉汶 RE 1 22 June 2020
ZHAO Xiaowei 趙晓薇 RE 9 23 December 2019
YU Kai 于凱 RE 9 07 August 2019
YU Kai 于凱 RE 4 07 August 2019
YU Kai 于凱 RE 1 07 August 2019
BANNON Deborah Mary RO 4 04 April 2019
BANNON Deborah Mary RO 1 04 April 2019
BANNON Deborah Mary RO 9 04 April 2019
ZHAO Xiaowei 趙晓薇 RE 1 19 June 2018
ZHAO Xiaowei 趙晓薇 RE 4 08 June 2018
AO IEONG Ka Ian 歐陽嘉恩 RE 1 01 February 2018
AO IEONG Ka Ian 歐陽嘉恩 RE 4 22 January 2018
SHAMSUDDIN Doni RO 2 31 October 2017
KENNEDY Brett Ashwin James RE 4 10 October 2017
KENNEDY Brett Ashwin James RE 1 10 October 2017
BROWN Sebastian Gordon RE 4 29 August 2017
BROWN Sebastian Gordon RE 1 29 August 2017
SHAMSUDDIN Doni RO 9 10 February 2017
CHIU Sung Biu Bill Lawrence 趙崇鏢 RO 2 06 June 2016
CHIU Sung Biu Bill Lawrence 趙崇鏢 RO 1 06 June 2016
DELGIUDICE John Paul RE 4 28 October 2015
DELGIUDICE John Paul RE 1 28 October 2015
SHAMSUDDIN Doni RO 1 30 April 2015
SHAMSUDDIN Doni RO 4 30 April 2015
MARTIN Charles Ashley RE 4 03 September 2014
MARTIN Charles Ashley RE 1 03 September 2014
KIM Eung Who RE 9 29 October 2013
KIM Eung Who RE 4 29 October 2013
KIM Eung Who RE 1 29 October 2013
LUI Man Ying 呂文瑛 RO 9 19 April 2011
LUI Man Ying 呂文瑛 RO 4 19 April 2011
LUI Man Ying 呂文瑛 RO 1 19 April 2011
YU Ka Yee, Sandra 余嘉儀 RE 4 12 January 2011
YU Ka Yee, Sandra 余嘉儀 RE 1 12 January 2011
DAVIES Chad Matthew Francis RE 2 13 January 2022 10 August 2022
DAVIES Chad Matthew Francis RE 1 13 January 2022 10 August 2022
TANG Wing Sze Winnie 鄧詠詩 RE 9 13 December 2021 23 February 2022
TANG Wing Sze Winnie 鄧詠詩 RE 4 13 December 2021 23 February 2022
TANG Wing Sze Winnie 鄧詠詩 RE 1 13 December 2021 23 February 2022
FUNG Yuen Fun 馮婉芬 RE 1 29 October 2013 03 January 2022
FUNG Yuen Fun 馮婉芬 RE 4 29 October 2013 03 January 2022
LAM Chi Ming 林智明 RE 4 09 October 2020 17 December 2021
LAM Chi Ming 林智明 RE 1 09 October 2020 17 December 2021
ZHANG Jinhong 張金弘 RE 4 16 July 2019 09 September 2021
ZHANG Jinhong 張金弘 RE 1 16 July 2019 09 September 2021
WALTON Matthew RO 2 19 February 2016 20 August 2021
WALTON Matthew RO 1 19 February 2016 20 August 2021
LIU Victoria Audrey 廖卓琦 RE 1 04 May 2021 26 July 2021
LIU Victoria Audrey 廖卓琦 RE 4 04 May 2021 26 July 2021
LIU Victoria Audrey 廖卓琦 RE 9 04 May 2021 26 July 2021
CHAN Chi Man 陳志雯 RE 4 27 July 2020 24 March 2021
CHAN Chi Man 陳志雯 RE 1 27 July 2020 24 March 2021
KOPITSIS Nicolas RO 1 02 February 2018 01 March 2021
KOPITSIS Nicolas RO 4 02 February 2018 01 March 2021
YEN Nga Man 嚴雅雯 RE 1 15 July 2008 25 December 2019
YEN Nga Man 嚴雅雯 RE 4 15 July 2008 25 December 2019
YEN Nga Man 嚴雅雯 RE 9 15 July 2008 25 December 2019
CHUNG Siu Hong Billy 鍾兆康 RE 4 02 October 2019 27 November 2019
CHUNG Siu Hong Billy 鍾兆康 RE 1 20 September 2019 27 November 2019
ZHANG Xuan 張璇 RO 1 20 April 2015 22 November 2019
ZHANG Xuan 張璇 RO 4 20 April 2015 22 November 2019
ZHANG Xuan 張璇 RO 9 20 April 2015 22 November 2019
AMIR Faridah RE 1 21 August 2017 19 July 2019
AMIR Faridah RE 4 21 August 2017 19 July 2019
LEUNG Wai Ting Amy 梁煒婷 RE 4 30 December 2015 17 June 2019
LEUNG Wai Ting Amy 梁煒婷 RE 1 30 December 2015 17 June 2019
LAM Sahra 林思源 RE 1 25 March 2015 30 April 2019
LAM Sahra 林思源 RE 4 25 March 2015 30 April 2019
BANNON Deborah Mary RE 4 24 August 2017 04 April 2019
BANNON Deborah Mary RE 1 24 August 2017 04 April 2019
WU Qin 武芹 RE 1 06 November 2017 21 November 2018
WU Qin 武芹 RE 4 06 November 2017 21 November 2018
CHONG Sue Ching 張素菁 RO 9 24 November 2017 22 October 2018
CHONG Sue Ching 張素菁 RO 4 24 November 2017 22 October 2018
CHONG Sue Ching 張素菁 RO 1 24 November 2017 22 October 2018
JING Hua 景華 RE 9 28 June 2016 07 September 2018
JING Hua 景華 RE 4 28 June 2016 07 September 2018
JING Hua 景華 RE 1 28 June 2016 07 September 2018
WRIGHT Lindsay Megan RO 1 27 September 2016 13 June 2018
WRIGHT Lindsay Megan RO 9 27 September 2016 13 June 2018
WRIGHT Lindsay Megan RO 4 27 September 2016 13 June 2018
WONG Shu Xian Melanie 王淑嫻 RE 1 19 May 2017 21 March 2018
WONG Shu Xian Melanie 王淑嫻 RE 4 19 May 2017 21 March 2018
KOPITSIS Nicolas RE 1 10 May 2016 02 February 2018
KOPITSIS Nicolas RE 4 10 May 2016 02 February 2018
CHONG Sue Ching 張素菁 RE 4 05 September 2014 24 November 2017
CHONG Sue Ching 張素菁 RE 9 05 September 2014 24 November 2017
CHONG Sue Ching 張素菁 RE 1 05 September 2014 24 November 2017
TSE Yue Hong 謝汝康 RE 4 18 November 2016 30 June 2017
TSE Yue Hong 謝汝康 RE 1 18 November 2016 30 June 2017
WRIGHT Lindsay Megan RE 1 13 June 2016 27 September 2016
WRIGHT Lindsay Megan RE 4 13 June 2016 27 September 2016
UDING Gerardus Henricus Paulus RO 1 09 January 2014 05 September 2016
UDING Gerardus Henricus Paulus RO 4 09 January 2014 05 September 2016
UDING Gerardus Henricus Paulus RO 9 09 January 2014 05 September 2016
UDING Gerardus Henricus Paulus RO 2 09 January 2014 05 September 2016
CHIU Sung Biu Bill Lawrence 趙崇鏢 RE 1 18 April 2016 06 June 2016
CHIU Sung Biu Bill Lawrence 趙崇鏢 RE 2 18 April 2016 06 June 2016
CHANG Carmen 張嘉雯 RE 9 01 September 2015 01 June 2016
CHANG Carmen 張嘉雯 RE 4 01 September 2015 01 June 2016
CHANG Carmen 張嘉雯 RE 1 01 September 2015 01 June 2016
WALTON Matthew RE 1 09 September 2013 19 February 2016
WALTON Matthew RE 2 09 September 2013 19 February 2016
HO Andy 何肇聰 RO 2 31 January 2013 05 February 2016
HO Andy 何肇聰 RO 1 31 January 2013 05 February 2016
LIN BAUCHINGER Amanda Yi-Chun 林怡君 RE 4 13 August 2012 27 October 2015
LIN BAUCHINGER Amanda Yi-Chun 林怡君 RE 1 13 August 2012 27 October 2015
BROWN Sebastian Gordon RE 4 30 January 2014 25 September 2015
BROWN Sebastian Gordon RE 1 30 January 2014 25 September 2015
YEUNG Fu Ngai 楊富藝 RE 1 01 April 2014 16 July 2015
YEUNG Fu Ngai 楊富藝 RE 2 01 April 2014 16 July 2015
YEUNG Fu Ngai 楊富藝 RE 9 01 April 2014 16 July 2015
HO May Wai, Judy 何美蕙 RE 1 07 October 2013 06 June 2015
HO May Wai, Judy 何美蕙 RE 4 07 October 2013 06 June 2015
HO May Wai, Judy 何美蕙 RE 9 07 October 2013 06 June 2015
TUEN MUK Hoi Ning, Helen 端木愷寧 RE 1 24 March 2015 03 June 2015
TUEN MUK Hoi Ning, Helen 端木愷寧 RE 4 24 March 2015 03 June 2015
TUEN MUK Hoi Ning, Helen 端木愷寧 RE 9 24 March 2015 03 June 2015
CHANG Carmen 張嘉雯 RE 9 11 March 2014 03 June 2015
CHANG Carmen 張嘉雯 RE 1 12 November 2012 03 June 2015
CHANG Carmen 張嘉雯 RE 4 12 November 2012 03 June 2015
ZHANG Xuan 張璇 RE 9 03 December 2014 20 April 2015
ZHANG Xuan 張璇 RE 4 03 December 2014 20 April 2015
ZHANG Xuan 張璇 RE 1 03 December 2014 20 April 2015
YAN Cleo Sheung Ngar 甄尚雅 RE 4 09 May 2013 17 July 2014
YAN Cleo Sheung Ngar 甄尚雅 RE 1 09 May 2013 17 July 2014
CHENG Pui Yan 鄭珮欣 RE 4 10 May 2013 06 June 2014
CHENG Pui Yan 鄭珮欣 RE 1 03 May 2013 06 June 2014
FU Wai Man 傅偉民 RE 4 25 January 2013 25 March 2014
FU Wai Man 傅偉民 RE 1 25 January 2013 25 March 2014
UDING Gerardus Henricus Paulus RE 2 16 December 2013 09 January 2014
UDING Gerardus Henricus Paulus RE 9 27 August 2013 09 January 2014
UDING Gerardus Henricus Paulus RE 4 27 August 2013 09 January 2014
UDING Gerardus Henricus Paulus RE 1 27 August 2013 09 January 2014
SUN Haifeng 孫海峰 RO 9 06 June 2008 07 November 2013
SUN Haifeng 孫海峰 RO 4 06 June 2008 07 November 2013
SUN Haifeng 孫海峰 RO 1 06 June 2008 07 November 2013
TSE Pui Kwan 謝佩坤 RE 9 13 August 2012 05 July 2013
TSE Pui Kwan 謝佩坤 RE 1 13 August 2012 05 July 2013
TSE Pui Kwan 謝佩坤 RE 4 13 August 2012 05 July 2013
FUNG Yuen Tsun 馮苑蓁 RE 9 01 June 2012 15 May 2013
FUNG Yuen Tsun 馮苑蓁 RE 4 01 June 2012 15 May 2013
FUNG Yuen Tsun 馮苑蓁 RE 1 01 June 2012 15 May 2013
HWANG Suk Hwan RO 9 09 March 2009 22 November 2012
HWANG Suk Hwan RO 1 09 March 2009 22 November 2012
HWANG Suk Hwan RO 4 09 March 2009 22 November 2012
WONG Sui Man 黃瑞文 RE 9 02 December 2008 21 March 2012
WONG Sui Man 黃瑞文 RE 4 04 November 2008 21 March 2012
WONG Sui Man 黃瑞文 RE 1 04 November 2008 21 March 2012
LUI Man Ying 呂文瑛 RE 4 15 July 2008 19 April 2011
LUI Man Ying 呂文瑛 RE 1 15 July 2008 19 April 2011
LUI Man Ying 呂文瑛 RE 9 15 July 2008 19 April 2011