SFC Licences of YU Ka Man, Janice 俞嘉敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 11 December 2023
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 15 September 2017 01 December 2023
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 17 September 2007 01 December 2023
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 23 September 2003 15 August 2007
Macquarie Capital Limited 麥格理資本股份有限公司 RE 9 01 April 2003 21 July 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 01 April 2003 21 July 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 01 April 2003 21 July 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 01 April 2003 21 July 2003