SFC Licences of CHOW Kwai Fan, Fandy 周桂芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 11 November 2011 | |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 23 August 2005 | 14 September 2011 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2003 | 22 August 2005 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 27 February 2004 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 27 February 2004 |