SFC Licences of KWAI Kwok On 季國安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aesop Asset Management Limited 晉灃資產管理有限公司 | RO | 9 | 07 June 2017 | 05 March 2018 |
| Aesop Asset Management Limited 晉灃資產管理有限公司 | RO | 4 | 07 June 2017 | 05 March 2018 |
| Wise Torch Investments Limited 火炬金融有限公司 | RE | 9 | 20 March 2017 | 04 May 2017 |
| Wise Torch Investments Limited 火炬金融有限公司 | RE | 4 | 30 November 2016 | 04 May 2017 |
| Wise Torch Investments Limited 火炬金融有限公司 | RO | 9 | 30 November 2016 | 20 March 2017 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 | RO | 9 | 27 July 2011 | 15 April 2013 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 | RO | 4 | 27 July 2011 | 15 April 2013 |
| Brooke Capital Limited | RO | 9 | 15 December 2009 | 15 June 2010 |
| Brooke Capital Limited | RO | 4 | 15 December 2009 | 15 June 2010 |
| Brooke Capital Limited | RO | 9 | 14 July 2004 | 10 July 2009 |
| Brooke Capital Limited | RO | 4 | 14 July 2004 | 10 July 2009 |
| Brooke Capital Limited | RE | 4 | 01 April 2003 | 14 July 2004 |
| Brooke Capital Limited | RE | 9 | 01 April 2003 | 14 July 2004 |