SFC Licenceholders of Brooke Capital Limited
- info@brookecapital.com
- Website
- www.brookecapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ASHWORTH Thomas William | RO | 9 | 30 September 2011 | 07 May 2014 |
| ASHWORTH Thomas William | RO | 4 | 30 September 2011 | 02 April 2012 |
| BROOKE Jonathan William | RO | 4 | 01 April 2003 | 02 April 2012 |
| BROOKE Jonathan William | RO | 5 | 01 April 2003 | 01 February 2005 |
| BROOKE Jonathan William | RO | 9 | 01 April 2003 | |
| CAMERON James Griswold | RO | 9 | 24 September 2009 | 10 March 2010 |
| CAMERON James Griswold | RO | 4 | 24 September 2009 | 10 March 2010 |
| CAMERON James Griswold | RE | 9 | 19 May 2009 | 24 September 2009 |
| CAMERON James Griswold | RE | 4 | 19 May 2009 | 24 September 2009 |
| FOO Shigen 符史根 | RO | 9 | 23 September 2009 | 31 August 2011 |
| FOO Shigen 符史根 | RO | 4 | 23 September 2009 | 31 August 2011 |
| FOO Shigen 符史根 | RE | 9 | 23 June 2009 | 23 September 2009 |
| FOO Shigen 符史根 | RE | 4 | 23 June 2009 | 23 September 2009 |
| KWAI Kwok On 季國安 | RO | 9 | 15 December 2009 | 15 June 2010 |
| KWAI Kwok On 季國安 | RO | 4 | 15 December 2009 | 15 June 2010 |
| KWAI Kwok On 季國安 | RO | 9 | 14 July 2004 | 10 July 2009 |
| KWAI Kwok On 季國安 | RO | 4 | 14 July 2004 | 10 July 2009 |
| KWAI Kwok On 季國安 | RE | 4 | 01 April 2003 | 14 July 2004 |
| KWAI Kwok On 季國安 | RE | 9 | 01 April 2003 | 14 July 2004 |
| LIM Kwan Lay, Sally 林冠麗 | RO | 9 | 01 August 2013 | |
| LIM Kwan Lay, Sally 林冠麗 | RE | 9 | 09 October 2012 | 01 August 2013 |
| MOU Alex Xinghai | RE | 9 | 29 December 2005 | 16 October 2006 |
| ROYDS Thomas Alexander | RO | 9 | 03 August 2009 | 12 July 2010 |
| ROYDS Thomas Alexander | RO | 4 | 03 August 2009 | 12 July 2010 |
| ROYDS Thomas Alexander | RE | 9 | 01 March 2007 | 03 August 2009 |
| ROYDS Thomas Alexander | RE | 4 | 01 March 2007 | 03 August 2009 |
| SPENCE James Barclay | RE | 9 | 15 November 2006 | 19 February 2007 |
| WONG Siu Lam Osman 黃兆霖 | RE | 9 | 31 January 2012 | 22 June 2014 |
| WONG Siu Lam Osman 黃兆霖 | RE | 4 | 31 January 2012 | 02 April 2012 |
| ZHANG Yongxin 張永鑫 | RE | 9 | 01 December 2009 | 09 August 2010 |
| ZHANG Yongxin 張永鑫 | RE | 4 | 01 December 2009 | 09 August 2010 |