SFC Licences of LEE Wai Yee 李惠儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldlink Securities Limited 金聯證券有限公司 | RO | 1 | 15 August 2016 | |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RO | 1 | 07 December 2004 | 01 January 2016 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 01 April 2003 | 07 December 2004 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 9 | 01 April 2003 | 30 September 2003 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 4 | 01 April 2003 | 30 September 2003 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 6 | 01 April 2003 | 30 September 2003 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |