Licences of SFC licenceholder ADZ010 YU On Mei, Sharon 余安美

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司
RE 1, 4 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司
RE 1, 4 20 April 2015 02 October 2017
KGI Asset Management Limited 凱基資產管理有限公司
RE 1, 4 26 August 2013
KGI Asset Management Limited 凱基資產管理有限公司
RE 6 26 August 2013 22 November 2016
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司
RE 4, 6 01 April 2003 06 November 2013