SFC Licences of LOBELLO Christopher Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aletheia Technologies Limited | RO | 4 | 09 April 2014 | 11 February 2015 |
| Aletheia Technologies Limited | RE | 5 | 09 April 2014 | 10 June 2014 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 4 | 07 July 2011 | 29 August 2012 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RO | 4 | 07 July 2011 | 30 January 2012 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 11 April 2011 | 07 July 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 11 April 2011 | 07 July 2011 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 23 September 2008 | 06 February 2009 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 September 2008 | 06 February 2009 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 04 July 2008 | 11 January 2011 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RO | 4 | 07 January 2008 | 04 July 2008 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 01 April 2003 | 07 January 2008 |