SFC Licences of LAU Hung Chuen 劉洪泉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
KGI Asset Management Limited 凱基資產管理有限公司	RO	4	22 December 2023
KGI Asset Management Limited 凱基資產管理有限公司	RO	1	22 December 2023
KGI Asset Management Limited 凱基資產管理有限公司	RO	9	15 November 2019
KGI Asia Limited 凱基證券亞洲有限公司	RO	4	03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	03 October 2017
KGI Asset Management Limited 凱基資產管理有限公司	RE	9	27 July 2015	15 November 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RO	5	19 December 2011
KGI Asia Limited 凱基證券亞洲有限公司	RO	4	10 January 2008	02 October 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RO	4	10 January 2008	02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	5	10 January 2008	19 December 2011
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	07 July 2006	02 October 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RO	1	07 July 2006	02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RO	2	07 July 2006
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	17 May 2006	07 July 2006
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	17 May 2006	07 July 2006
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	17 May 2006	07 July 2006
Christfund Futures Limited 恒豐期貨有限公司	RO	2	01 September 2004	07 May 2006
Christfund Securities Limited 恒豐證券有限公司	RO	1	01 April 2003	07 May 2006
Christfund Futures Limited 恒豐期貨有限公司	RE	2	01 April 2003	01 September 2004
Christfund Securities Limited 恒豐證券有限公司	RO	9	01 April 2003	28 July 2004
Christfund Securities Limited 恒豐證券有限公司	RO	4	01 April 2003	28 July 2004
Christfund Securities Limited 恒豐證券有限公司	RO	6	01 April 2003	28 July 2004