SFC Licences of NG Chung Ming 吳仲明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RO | 4 | 01 December 2015 | 30 November 2022 |
| SoFi Securities (Hong Kong) Limited | RO | 1 | 22 December 2011 | 30 November 2022 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RO | 4 | 30 November 2007 | 14 September 2010 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RO | 3 | 30 November 2007 | 14 September 2010 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RO | 1 | 30 November 2007 | 14 September 2010 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 29 September 2005 | 30 November 2007 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 3 | 08 December 2004 | 30 November 2007 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 1 | 08 December 2004 | 30 November 2007 |