SFC Licences of CHENG Winston Shao-Min 鄭孝明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 09 August 2022 | 22 March 2024 |
| Merrill Lynch Far East Limited | RO | 4 | 06 June 2014 | 11 August 2015 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 06 June 2014 | 11 August 2015 |
| Merrill Lynch Far East Limited | RO | 6 | 27 November 2013 | 11 August 2015 |
| Merrill Lynch Far East Limited | RO | 1 | 27 November 2013 | 11 August 2015 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 27 November 2013 | 11 August 2015 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 27 November 2013 | 11 August 2015 |
| Merrill Lynch Far East Limited | RE | 4 | 16 September 2013 | 06 June 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 September 2013 | 06 June 2014 |
| Merrill Lynch Far East Limited | RE | 6 | 16 September 2013 | 27 November 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 16 September 2013 | 27 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 16 September 2013 | 27 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 September 2013 | 27 November 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 6 | 19 March 2012 | 20 June 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 19 March 2012 | 20 June 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 26 April 2007 | 19 March 2012 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 26 April 2007 | 19 March 2012 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 26 September 2005 | 23 March 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 26 September 2005 | 23 March 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 September 2005 | 23 March 2007 |