SFC Licences of FILDES Ewart John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Instinet Alpha Trading Limited 極訊香港有限公司 Instinet Pacific Limited 極訊亞太有限公司 |
RO | 1, 4, 7 | 19 December 2006 | 05 June 2010 |
| GETCO Asia (Hong Kong) Limited 景高亞洲(香港)有限公司 |
RO | 2 | 15 January 2013 | 25 March 2013 |
| GETCO Asia (Hong Kong) Limited 景高亞洲(香港)有限公司 |
RO | 1 | 14 May 2012 | 25 March 2013 |
| Instinet Alpha Trading Limited 極訊香港有限公司 Instinet Pacific Limited 極訊亞太有限公司 |
RE | 4 | 09 August 2006 | 19 December 2006 |
| Instinet Alpha Trading Limited 極訊香港有限公司 Instinet Pacific Limited 極訊亞太有限公司 |
RE | 1, 7 | 08 August 2006 | 19 December 2006 |
| Morgan Stanley Hong Kong Futures Limited |
RE | 2, 7 | 30 July 2003 | 30 May 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 1, 7 | 01 April 2003 | 30 May 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 4, 6 | 01 April 2003 | 17 July 2003 |