SFC Licences of FILDES Ewart John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Instinet Alpha Trading Limited 極訊香港有限公司
Instinet Pacific Limited 極訊亞太有限公司
RO 1, 4, 7 19 December 2006 05 June 2010
GETCO Asia (Hong Kong) Limited 景高亞洲(香港)有限公司
RO 2 15 January 2013 25 March 2013
GETCO Asia (Hong Kong) Limited 景高亞洲(香港)有限公司
RO 1 14 May 2012 25 March 2013
Instinet Alpha Trading Limited 極訊香港有限公司
Instinet Pacific Limited 極訊亞太有限公司
RE 4 09 August 2006 19 December 2006
Instinet Alpha Trading Limited 極訊香港有限公司
Instinet Pacific Limited 極訊亞太有限公司
RE 1, 7 08 August 2006 19 December 2006
Morgan Stanley Hong Kong Futures Limited
RE 2, 7 30 July 2003 30 May 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1, 7 01 April 2003 30 May 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 4, 6 01 April 2003 17 July 2003