SFC Licences of SHIU Lai On Ann 邵麗安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RE | 2 | 19 January 2012 | |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 19 January 2012 | |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 18 January 2006 | 13 December 2011 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 18 January 2006 | 13 December 2011 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 13 January 2006 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2003 | 13 January 2006 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 02 March 2004 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 02 March 2004 |