SFC Licences of SHIU Lai On Ann 邵麗安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 19 January 2012
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 19 January 2012
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 18 January 2006 13 December 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 18 January 2006 13 December 2011
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 01 April 2003 13 January 2006
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 01 April 2003 13 January 2006
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 01 April 2003 02 March 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 01 April 2003 02 March 2004