SFC Licences of LIN An Ming 林安明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 | RE | 9 | 20 February 2017 | |
| IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 20 February 2017 | |
| ALPS Advisory (HK) Limited | RE | 9 | 11 May 2007 | 01 October 2009 |
| ALPS Advisory (HK) Limited | RE | 4 | 26 March 2007 | 01 October 2009 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 4 | 02 August 2005 | 31 January 2007 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RO | 4 | 01 April 2003 | 02 August 2005 |