SFC Licenceholders of ALPS Advisory (HK) Limited
- alps@alpshk.com
- Website
- www.alpshk.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Vincent Wing Yiu 區永耀 | RO | 9 | 29 May 2019 | |
| AU Vincent Wing Yiu 區永耀 | RO | 4 | 29 May 2019 | |
| AU Vincent Wing Yiu 區永耀 | RE | 9 | 17 April 2018 | 29 May 2019 |
| AU Vincent Wing Yiu 區永耀 | RE | 4 | 17 April 2018 | 29 May 2019 |
| AU Vincent Wing Yiu 區永耀 | RE | 1 | 17 April 2018 | |
| CHAN Fai Tong 陳輝棠 | RO | 4 | 12 July 2004 | 31 August 2006 |
| CHAN Fai Tong 陳輝棠 | RE | 4 | 01 April 2003 | 12 July 2004 |
| CHAN Fai Tong 陳輝棠 | RE | 6 | 01 April 2003 | 24 October 2003 |
| CHAN Fai Tong 陳輝棠 | RE | 9 | 01 April 2003 | 24 October 2003 |
| CHAN Wai Man, Jacky 陳偉民 | RO | 1 | 20 November 2013 | 01 May 2016 |
| CHAN Wai Man, Jacky 陳偉民 | RO | 9 | 07 October 2003 | 01 May 2016 |
| CHAN Wai Man, Jacky 陳偉民 | RO | 4 | 07 October 2003 | 01 May 2016 |
| CHAN Wai Man, Jacky 陳偉民 | RE | 9 | 01 April 2003 | 07 October 2003 |
| CHAN Wai Man, Jacky 陳偉民 | RE | 4 | 01 April 2003 | 07 October 2003 |
| CHAN Wai Man, Jacky 陳偉民 | RE | 6 | 01 April 2003 | 16 June 2003 |
| CHAN Winnie 陳慧如 | RE | 1 | 03 January 2014 | 12 October 2016 |
| CHAN Winnie 陳慧如 | RE | 9 | 18 July 2006 | 12 October 2016 |
| CHAN Winnie 陳慧如 | RE | 4 | 18 September 2004 | 12 October 2016 |
| CHENG Kai Ki 鄭佳琪 | RE | 9 | 02 August 2007 | 14 August 2009 |
| CHENG Kai Ki 鄭佳琪 | RE | 4 | 08 June 2007 | 14 August 2009 |
| CHENG Wing Lam 鄭穎琳 | RE | 9 | 24 May 2017 | 01 December 2017 |
| CHENG Wing Lam 鄭穎琳 | RE | 4 | 24 May 2017 | 01 December 2017 |
| CHENG Wing Lam 鄭穎琳 | RE | 1 | 24 May 2017 | 01 December 2017 |
| CHEUNG Yui Ping, Karen 張蕊萍 | RE | 9 | 24 October 2016 | 29 April 2017 |
| CHEUNG Yui Ping, Karen 張蕊萍 | RE | 4 | 24 October 2016 | 29 April 2017 |
| CHEUNG Yui Ping, Karen 張蕊萍 | RE | 1 | 24 October 2016 | 29 April 2017 |
| CHUI Kwok Yan, Karen 崔幗欣 | RE | 1 | 03 January 2014 | 31 August 2021 |
| CHUI Kwok Yan, Karen 崔幗欣 | RE | 4 | 09 December 2008 | 31 August 2021 |
| CHUI Kwok Yan, Karen 崔幗欣 | RE | 9 | 09 December 2008 | 31 August 2021 |
| CHUI Mei Ling 徐美玲 | RE | 9 | 31 March 2021 | |
| CHUI Mei Ling 徐美玲 | RE | 4 | 31 March 2021 | |
| CHUI Mei Ling 徐美玲 | RE | 1 | 31 March 2021 | |
| CHUI Sze Man 徐思敏 | RE | 9 | 18 July 2006 | 17 August 2009 |
| CHUI Sze Man 徐思敏 | RE | 4 | 12 November 2004 | 17 August 2009 |
| CUENCA Diego Kalaw | RE | 4 | 10 January 2012 | 01 February 2014 |
| CUENCA Diego Kalaw | RE | 9 | 10 January 2012 | 01 February 2014 |
| FU Jonathan Dei Jeng 傅棣章 | RE | 9 | 16 April 2008 | 30 September 2008 |
| FU Siu Lai 傅小麗 | RE | 1 | 18 July 2022 | |
| FU Siu Lai 傅小麗 | RE | 4 | 18 July 2022 | |
| FU Siu Lai 傅小麗 | RE | 9 | 18 July 2022 | |
| IP Sau Mai, Amy 葉秀薇 | RO | 1 | 20 November 2013 | |
| IP Sau Mai, Amy 葉秀薇 | RO | 9 | 05 November 2009 | |
| IP Sau Mai, Amy 葉秀薇 | RO | 4 | 05 November 2009 | |
| IP Sau Mai, Amy 葉秀薇 | RE | 9 | 25 April 2006 | 05 November 2009 |
| IP Sau Mai, Amy 葉秀薇 | RE | 4 | 28 July 2004 | 05 November 2009 |
| JONES Robert Franklin Jr. 鍾尚錞 | RO | 9 | 30 January 2004 | 04 August 2004 |
| JONES Robert Franklin Jr. 鍾尚錞 | RO | 4 | 30 January 2004 | 04 August 2004 |
| KING Kalina Shaw Tsang-jia | RE | 9 | 24 February 2010 | 01 February 2012 |
| KING Kalina Shaw Tsang-jia | RE | 4 | 24 February 2010 | 01 February 2012 |
| LAM Hoi Yan Jennifer 林凱欣 | RE | 1 | 04 October 2021 | 04 August 2023 |
| LAM Hoi Yan Jennifer 林凱欣 | RE | 4 | 04 October 2021 | 04 August 2023 |
| LAM Hoi Yan Jennifer 林凱欣 | RE | 9 | 04 October 2021 | 04 August 2023 |
| LAM Ryan Pui Yu 林沛宇 | RE | 9 | 26 May 2017 | 01 August 2020 |
| LAM Ryan Pui Yu 林沛宇 | RE | 4 | 26 May 2017 | 01 August 2020 |
| LAM Ryan Pui Yu 林沛宇 | RE | 1 | 26 May 2017 | 01 August 2020 |
| LAU Lai Shan 劉麗珊 | RE | 9 | 30 July 2014 | 01 March 2015 |
| LAU Lai Shan 劉麗珊 | RE | 4 | 30 July 2014 | 01 March 2015 |
| LAU Lai Shan 劉麗珊 | RE | 1 | 30 July 2014 | 01 March 2015 |
| LEE Tsz Yan, Eva 李芷茵 | RE | 4 | 24 September 2014 | |
| LEE Tsz Yan, Eva 李芷茵 | RE | 1 | 24 September 2014 | |
| LEE Tsz Yan, Eva 李芷茵 | RE | 9 | 24 September 2014 | |
| LEE Yee Nam 李怡南 | RE | 1 | 03 January 2014 | |
| LEE Yee Nam 李怡南 | RE | 4 | 10 November 2009 | |
| LEE Yee Nam 李怡南 | RE | 9 | 10 November 2009 | |
| LEUNG Kwok Wai 梁國威 | RE | 1 | 03 January 2014 | 07 September 2017 |
| LEUNG Kwok Wai 梁國威 | RE | 9 | 10 September 2012 | 07 September 2017 |
| LEUNG Kwok Wai 梁國威 | RE | 4 | 10 September 2012 | 07 September 2017 |
| LIN An Ming 林安明 | RE | 9 | 11 May 2007 | 01 October 2009 |
| LIN An Ming 林安明 | RE | 4 | 26 March 2007 | 01 October 2009 |
| LO Jonathan Ka Yan 羅家炘 | RO | 9 | 09 October 2020 | |
| LO Jonathan Ka Yan 羅家炘 | RO | 4 | 09 October 2020 | |
| LO Jonathan Ka Yan 羅家炘 | RO | 1 | 09 October 2020 | |
| LO Jonathan Ka Yan 羅家炘 | RE | 9 | 08 September 2017 | 09 October 2020 |
| LO Jonathan Ka Yan 羅家炘 | RE | 4 | 08 September 2017 | 09 October 2020 |
| LO Jonathan Ka Yan 羅家炘 | RE | 1 | 08 September 2017 | 09 October 2020 |
| LO Ka How, Benjamin 羅家浩 | RE | 1 | 03 January 2014 | |
| LO Ka How, Benjamin 羅家浩 | RE | 9 | 17 January 2013 | |
| LO Ka How, Benjamin 羅家浩 | RE | 4 | 17 January 2013 | |
| MAK Ming Hin | RE | 9 | 16 October 2023 | |
| MAK Ming Hin | RE | 4 | 16 October 2023 | |
| MAK Ming Hin | RE | 1 | 16 October 2023 | |
| NG Rebecca Cheuk Ying 吳卓瑩 | RE | 1 | 03 January 2014 | 01 October 2014 |
| NG Rebecca Cheuk Ying 吳卓瑩 | RE | 4 | 08 August 2011 | 01 October 2014 |
| NG Rebecca Cheuk Ying 吳卓瑩 | RE | 9 | 08 August 2011 | 01 October 2014 |
| SIN Ying Yeung 冼英揚 | RE | 9 | 25 June 2021 | |
| SIN Ying Yeung 冼英揚 | RE | 4 | 25 June 2021 | |
| SIN Ying Yeung 冼英揚 | RE | 1 | 25 June 2021 | |
| TAM Ka Wai Kenneth 譚家維 | RE | 1 | 14 January 2014 | 29 April 2017 |
| TAM Ka Wai Kenneth 譚家維 | RE | 4 | 14 January 2014 | 29 April 2017 |
| TAM Ka Wai Kenneth 譚家維 | RE | 9 | 14 January 2014 | 29 April 2017 |
| TSENG Chin-Ling 曾慶齡 | RE | 9 | 10 January 2024 | 30 March 2024 |
| TSENG Chin-Ling 曾慶齡 | RE | 4 | 10 January 2024 | 30 March 2024 |
| TSENG Chin-Ling 曾慶齡 | RE | 1 | 10 January 2024 | 30 March 2024 |
| WANG Audrey 王允默 | RO | 1 | 20 November 2013 | |
| WANG Audrey 王允默 | RO | 6 | 01 April 2003 | 25 June 2004 |
| WANG Audrey 王允默 | RO | 9 | 01 April 2003 | |
| WANG Audrey 王允默 | RO | 4 | 01 April 2003 | |
| WONG Shiu Hung 黃兆鏗 | RE | 9 | 11 August 2009 | 06 August 2011 |
| WONG Shiu Hung 黃兆鏗 | RE | 4 | 11 August 2009 | 06 August 2011 |
| WONG Yee Ling 王綺寧 | RE | 1 | 19 October 2016 | |
| WONG Yee Ling 王綺寧 | RE | 4 | 19 October 2016 | |
| WONG Yee Ling 王綺寧 | RE | 9 | 19 October 2016 | |
| YONG Dun He 楊敦和 | RE | 1 | 26 May 2020 | |
| YONG Dun He 楊敦和 | RE | 4 | 26 May 2020 | |
| YONG Dun He 楊敦和 | RE | 9 | 26 May 2020 |