SFC Licences of CHI Lai Hoi, Alex 朱禮開
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 09 July 2004 | 10 January 2006 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 02 July 2004 | 10 January 2006 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 02 July 2004 | 10 January 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 02 July 2004 | 10 January 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 July 2004 | 10 January 2006 |
| UBS Securities Asia Limited | RE | 1 | 31 October 2003 | 08 March 2004 |