SFC Licences of LAI Wai Tsun, Paul 賴維津
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Westpac Banking Corporation | 4 | 22 June 2018 | ||
| Westpac Banking Corporation | 1 | 22 June 2018 | ||
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 22 January 2010 | 26 April 2012 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 22 January 2010 | 26 April 2012 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 09 September 2008 | 09 December 2009 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 01 July 2004 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 01 July 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 01 July 2004 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 01 July 2004 |