Current licenceholders of AAK249 CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| WEI Ziting 魏子婷 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 12 October 2020 |
| LI Tao 李陶 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 12 October 2020 |
| LI Zhongnan 李中楠 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 08 October 2020 |
| WU Caojian 吴操健 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 08 October 2020 |
| RONG Xiaolong 荣晓龙 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 September 2020 |
| WONG Lok Huai, Francis 黃樂懷 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 September 2020 |
| DONG Hang 董行 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 September 2020 |
| PU Ruihang 浦瑞航 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 September 2020 |
| SHEN Zhe 沈哲 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 18 September 2020 |
| SHI Guoping 石國平 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 18 September 2020 |
| GONG Hongyu 龔洪與 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 18 September 2020 |
| ZHAO Tianwei 赵天委 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 09 September 2020 |
| XU Chenming 许晨鸣 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 26 August 2020 |
| XIONG Dong 熊冬 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 26 August 2020 |
| LIU Xin 劉欣 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 11 August 2020 |
| LI Zhongjie 李中杰 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 11 August 2020 |
| LI Longfei 李龍飛 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 July 2020 |
| MA Bofei 马博飞 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 July 2020 |
| LIU Yicheng 劉亦誠 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 July 2020 |
| WANG Tianfang 王天放 | RE | [4] (Advising on Securities) | 23 June 2020 |
| WANG Tianfang 王天放 | RE | [6] (Advising on Corporate Finance) | 19 May 2020 |
| HE Jiaozi 何驕子 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 14 April 2020 |
| LIN Tawei, Joseph 林達崴 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 March 2020 |
| XU Fanfei 許凡非 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 February 2020 |
| WAT Pui Lam 屈沛霖 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 12 February 2020 |
| TONG Leo 唐震宇 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 January 2020 |
| SHEN Yue 沈越 | RO | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 06 January 2020 |
| YUEN Sze Wing, Esther 袁詩穎 | RE | [4] (Advising on Securities) | 03 January 2020 |
| CHENG Xinlong 成欣龙 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 11 December 2019 |
| YUEN Sze Wing, Esther 袁詩穎 | RE | [6] (Advising on Corporate Finance) | 29 November 2019 |
| LEUNG Hiu Yi 梁曉怡 | RO | [6] (Advising on Corporate Finance) | 15 November 2019 |
| HUANG Tiandang 黃天蕩 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 15 November 2019 |
| YUSUF Abang Rahmat Shobra | RE | [6] (Advising on Corporate Finance) | 06 November 2019 |
| LEUNG Hiu Yi 梁曉怡 | RE | [4] (Advising on Securities) | 31 October 2019 |
| YUNG Chi Yeung 容志揚 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 29 October 2019 |
| FU Yuen Yeh 傅元冶 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 19 August 2019 |
| LIU Yewei 劉業偉 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 09 August 2019 |
| LIU Jingting 劉婧婷 | RE | [4] (Advising on Securities) | 23 July 2019 |
| GAO Song 高松 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 22 July 2019 |
| FANG Kai 房凱 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 15 July 2019 |
| WANG Mengting 王梦婷 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 05 July 2019 |
| XIANG Difei 相迪菲 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 July 2019 |
| LIU Jingting 劉婧婷 | RE | [6] (Advising on Corporate Finance) | 24 June 2019 |
| WANG Ruizhi 王睿智 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 18 June 2019 |
| YUAN Ransi 袁然思 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 05 June 2019 |
| LI Mao 李懋 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 08 May 2019 |
| XIAO Kaidi 肖愷弟 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 April 2019 |
| MADDOCK Warwick Curtis Lee | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 15 March 2019 |
| THEODORUS Billy | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 10 December 2018 |
| YU Hui 俞慧 | RO | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 26 October 2018 |
| LIU Hiu Lau 廖曉柳 | RO | [6] (Advising on Corporate Finance) | 23 October 2018 |
| LAM Steve Kwok Leung 林國樑 | RO | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 04 October 2018 |
| HE Hao 何浩 | RO | [6] (Advising on Corporate Finance) | 23 August 2018 |
| LI Heung 李响 | RE | [4] (Advising on Securities) | 15 August 2018 |
| ZHOU Haote 周浩特 | RE | [6] (Advising on Corporate Finance) | 02 August 2018 |
| ZHOU Haote 周浩特 | RE | [4] (Advising on Securities) | 30 July 2018 |
| CHAN Yick Kei 陳奕祺 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 25 July 2018 |
| YANG Yi 楊逸 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 09 July 2018 |
| ZHUANG Yiyang 庄亦洋 | RE | [4] (Advising on Securities) | 05 July 2018 |
| HUI Bosco Tien Ruey 許天瑞 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 June 2018 |
| LAM Pak Fung 林柏鋒 | RE | [4] (Advising on Securities) | 27 June 2018 |
| ZHUANG Yiyang 庄亦洋 | RE | [6] (Advising on Corporate Finance) | 27 June 2018 |
| WEN Zhongjie 文仲杰 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 25 June 2018 |
| TSE Yan Kei 謝欣冀 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 21 June 2018 |
| CHEUNG Kai Ming 張啟銘 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 21 June 2018 |
| WANG Gan 王干 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 21 June 2018 |
| LAM Pak Fung 林柏鋒 | RE | [6] (Advising on Corporate Finance) | 06 June 2018 |
| LI Heung 李响 | RE | [6] (Advising on Corporate Finance) | 04 June 2018 |
| JIANG Yi 蔣藝 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 04 June 2018 |
| LEE Ching Man 李正文 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 04 June 2018 |
| HUANG Zihang 黃子航 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 28 May 2018 |
| ZHAO Long 趙龍 | RE | [4] (Advising on Securities) | 23 May 2018 |
| YAO Xinjian 姚欣健 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 21 May 2018 |
| HE Hao 何浩 | RE | [4] (Advising on Securities) | 02 May 2018 |
| TU Lingfei 涂凌飛 | RE | [4] (Advising on Securities) | 25 April 2018 |
| ZHOU Tianhao 周天灝 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 20 April 2018 |
| ZHAO Long 趙龍 | RE | [6] (Advising on Corporate Finance) | 17 April 2018 |
| WANG Wei 王為 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 17 April 2018 |
| TU Lingfei 涂凌飛 | RE | [6] (Advising on Corporate Finance) | 26 March 2018 |
| ZENG Zhuo 曾卓 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 05 March 2018 |
| FISCHER Richard Eric Marshall | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 01 March 2018 |
| SILVANO Randa Bangun | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 01 March 2018 |
| NURYANTI Yuyun Aisyah | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 01 March 2018 |
| LI Hang 李航 | RO | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 February 2018 |
| MCMURTRAY Nathan Noel | RO | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 02 February 2018 |
| MA Sirui 馬思睿 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 22 January 2018 |
| YU Yang 于楊 | RO | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 10 January 2018 |
| LO Chi Yin, Patrick 盧至言 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 07 December 2017 |
| ZHENG Kai 鄭凱 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 26 October 2017 |
| TOH Kah Yong, Jeremy 卓家揚 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 20 October 2017 |
| YE Peilin 叶佩琳 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 04 October 2017 |
| ZHAO Geoffrey Li 趙力 | RO | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 September 2017 |
| HO Kam Kai 何錦佳 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 12 September 2017 |
| GU Shiyi 顧詩意 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 11 September 2017 |
| LI Ran 李然 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 02 June 2017 |
| ZHU Feifei 朱霏霏 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 21 April 2017 |
| SUN Ziyi 孫子易 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 December 2016 |
| LAU Tin Pui 劉天珮 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 15 November 2016 |
| NG Kai Him 吳啟謙 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 28 October 2016 |
| WANG Xiao 王瀟 | RO | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 05 August 2016 |
| PONG David Juyoung | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 May 2016 |
| NA Mufu 那木夫 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 19 October 2015 |
| WU Sitao 吳思燾 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 August 2015 |
| ZHANG Yuanning 張遠寧 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 July 2015 |
| ZHANG Jie 章婕 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 01 June 2015 |
| HE Haotian 何昊天 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 01 June 2015 |
| TANG Zhongzhi 唐中植 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 19 May 2015 |
| CHAN Wai Hung, Edmund 陳偉雄 | RO | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 April 2015 |
| ZHOU Zuyu 周祖禹 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 April 2015 |
| BAZZONI Federico | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 April 2015 |
| SIN Ka Yiu 冼嘉耀 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 June 2014 |
| LEACH Francis Hugh Magnus | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 26 October 2011 |
| CHEUNG Ho Ming 張可明 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 29 June 2011 |
| AGRAWAL Pankaj Kishore | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 22 September 2008 |
| LEOW Siok Ling 廖淑玲 | RO | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 08 September 2008 |