Current licenceholders of AAK249 CLSA Capital Markets Limited 中信里昂證券資本市場有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
WEI Ziting 魏子婷 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 October 2020
LI Tao 李陶 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 October 2020
LI Zhongnan 李中楠 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 October 2020
WU Caojian 吴操健 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 October 2020
RONG Xiaolong 荣晓龙 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 September 2020
WONG Lok Huai, Francis 黃樂懷 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 September 2020
DONG Hang 董行 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 September 2020
PU Ruihang 浦瑞航 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 September 2020
SHEN Zhe 沈哲 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 September 2020
SHI Guoping 石國平 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 September 2020
GONG Hongyu 龔洪與 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 September 2020
ZHAO Tianwei 赵天委 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 September 2020
XU Chenming 许晨鸣 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 August 2020
XIONG Dong 熊冬 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 August 2020
LIU Xin 劉欣 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 August 2020
LI Zhongjie 李中杰 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 August 2020
LI Longfei 李龍飛 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 July 2020
MA Bofei 马博飞 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 July 2020
LIU Yicheng 劉亦誠 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 July 2020
WANG Tianfang 王天放 RE [4] (Advising on Securities) 23 June 2020
WANG Tianfang 王天放 RE [6] (Advising on Corporate Finance) 19 May 2020
HE Jiaozi 何驕子 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 14 April 2020
LIN Tawei, Joseph 林達崴 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 March 2020
XU Fanfei 許凡非 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 February 2020
WAT Pui Lam 屈沛霖 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 February 2020
TONG Leo 唐震宇 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 January 2020
SHEN Yue 沈越 RO [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 January 2020
YUEN Sze Wing, Esther 袁詩穎 RE [4] (Advising on Securities) 03 January 2020
CHENG Xinlong 成欣龙 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 December 2019
YUEN Sze Wing, Esther 袁詩穎 RE [6] (Advising on Corporate Finance) 29 November 2019
LEUNG Hiu Yi 梁曉怡 RO [6] (Advising on Corporate Finance) 15 November 2019
HUANG Tiandang 黃天蕩 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 15 November 2019
YUSUF Abang Rahmat Shobra RE [6] (Advising on Corporate Finance) 06 November 2019
LEUNG Hiu Yi 梁曉怡 RE [4] (Advising on Securities) 31 October 2019
YUNG Chi Yeung 容志揚 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 29 October 2019
FU Yuen Yeh 傅元冶 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 August 2019
LIU Yewei 劉業偉 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 August 2019
LIU Jingting 劉婧婷 RE [4] (Advising on Securities) 23 July 2019
GAO Song 高松 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 July 2019
FANG Kai 房凱 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 15 July 2019
WANG Mengting 王梦婷 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 July 2019
XIANG Difei 相迪菲 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 July 2019
LIU Jingting 劉婧婷 RE [6] (Advising on Corporate Finance) 24 June 2019
WANG Ruizhi 王睿智 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 June 2019
YUAN Ransi 袁然思 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 June 2019
LI Mao 李懋 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 May 2019
XIAO Kaidi 肖愷弟 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 April 2019
MADDOCK Warwick Curtis Lee RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 15 March 2019
THEODORUS Billy RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 December 2018
YU Hui 俞慧 RO [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 October 2018
LIU Hiu Lau 廖曉柳 RO [6] (Advising on Corporate Finance) 23 October 2018
LAM Steve Kwok Leung 林國樑 RO [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 October 2018
HE Hao 何浩 RO [6] (Advising on Corporate Finance) 23 August 2018
LI Heung 李响 RE [4] (Advising on Securities) 15 August 2018
ZHOU Haote 周浩特 RE [6] (Advising on Corporate Finance) 02 August 2018
ZHOU Haote 周浩特 RE [4] (Advising on Securities) 30 July 2018
CHAN Yick Kei 陳奕祺 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 25 July 2018
YANG Yi 楊逸 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 July 2018
ZHUANG Yiyang 庄亦洋 RE [4] (Advising on Securities) 05 July 2018
HUI Bosco Tien Ruey 許天瑞 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 June 2018
LAM Pak Fung 林柏鋒 RE [4] (Advising on Securities) 27 June 2018
ZHUANG Yiyang 庄亦洋 RE [6] (Advising on Corporate Finance) 27 June 2018
WEN Zhongjie 文仲杰 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 25 June 2018
TSE Yan Kei 謝欣冀 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 June 2018
CHEUNG Kai Ming 張啟銘 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 June 2018
WANG Gan 王干 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 June 2018
LAM Pak Fung 林柏鋒 RE [6] (Advising on Corporate Finance) 06 June 2018
LI Heung 李响 RE [6] (Advising on Corporate Finance) 04 June 2018
JIANG Yi 蔣藝 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 June 2018
LEE Ching Man 李正文 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 June 2018
HUANG Zihang 黃子航 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 May 2018
ZHAO Long 趙龍 RE [4] (Advising on Securities) 23 May 2018
YAO Xinjian 姚欣健 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 May 2018
HE Hao 何浩 RE [4] (Advising on Securities) 02 May 2018
TU Lingfei 涂凌飛 RE [4] (Advising on Securities) 25 April 2018
ZHOU Tianhao 周天灝 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 April 2018
ZHAO Long 趙龍 RE [6] (Advising on Corporate Finance) 17 April 2018
WANG Wei 王為 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 17 April 2018
TU Lingfei 涂凌飛 RE [6] (Advising on Corporate Finance) 26 March 2018
ZENG Zhuo 曾卓 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 March 2018
FISCHER Richard Eric Marshall RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 March 2018
SILVANO Randa Bangun RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 March 2018
NURYANTI Yuyun Aisyah RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 March 2018
LI Hang 李航 RO [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 February 2018
MCMURTRAY Nathan Noel RO [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 February 2018
MA Sirui 馬思睿 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 January 2018
YU Yang 于楊 RO [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 January 2018
LO Chi Yin, Patrick 盧至言 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 December 2017
ZHENG Kai 鄭凱 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 October 2017
TOH Kah Yong, Jeremy 卓家揚 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 October 2017
YE Peilin 叶佩琳 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 October 2017
ZHAO Geoffrey Li 趙力 RO [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 September 2017
HO Kam Kai 何錦佳 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 September 2017
GU Shiyi 顧詩意 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 September 2017
LI Ran 李然 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 June 2017
ZHU Feifei 朱霏霏 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 April 2017
SUN Ziyi 孫子易 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 December 2016
LAU Tin Pui 劉天珮 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 15 November 2016
NG Kai Him 吳啟謙 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 October 2016
WANG Xiao 王瀟 RO [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 August 2016
PONG David Juyoung RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 May 2016
NA Mufu 那木夫 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 October 2015
WU Sitao 吳思燾 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 August 2015
ZHANG Yuanning 張遠寧 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 July 2015
ZHANG Jie 章婕 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 June 2015
HE Haotian 何昊天 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 June 2015
TANG Zhongzhi 唐中植 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 May 2015
CHAN Wai Hung, Edmund 陳偉雄 RO [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 April 2015
ZHOU Zuyu 周祖禹 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 April 2015
BAZZONI Federico RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 April 2015
SIN Ka Yiu 冼嘉耀 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 June 2014
LEACH Francis Hugh Magnus RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 October 2011
CHEUNG Ho Ming 張可明 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 29 June 2011
AGRAWAL Pankaj Kishore RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 September 2008
LEOW Siok Ling 廖淑玲 RO [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 September 2008