Current licenceholders of AAK249 CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| ZHAO Jiaqi 趙佳琦 | RE | 4 (Advising on Securities) | 2021-01-14 |
| MIAO Cheng Ying 繆政穎 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2021-01-11 |
| ZHOU Shufan 周澍凡 | RE | 6 (Advising on Corporate Finance) | 2021-01-11 |
| LAI Siu Fung 黎少峯 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2021-01-04 |
| LI Zhongying 李仲嬴 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-12-28 |
| GUO Yuxiang 郭宇翔 | RE | 6 (Advising on Corporate Finance) | 2020-12-21 |
| SHEN Hui 沈卉 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-12-21 |
| BAO Hong 鮑泓 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-12-21 |
| CAI Linfeng 蔡林峰 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-12-16 |
| LIU Boying 劉博英 | RE | 4 (Advising on Securities) | 2020-12-11 |
| MA Yue Lung, Alan 馬裕龍 | RE | 6 (Advising on Corporate Finance) | 2020-12-09 |
| BAI Guangxin 白广鑫 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-12-03 |
| ZHANG Zongbao 张宗保 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-12-03 |
| HU Weimin 胡为敏 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-12-03 |
| LI Mengyang 李夢暘 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-12-01 |
| XIA Gaofeng 夏高鋒 | RE | 4 (Advising on Securities) | 2020-12-01 |
| WANG Zinian 汪子年 | RE | 4 (Advising on Securities) | 2020-11-26 |
| ZHAO Jiaqi 趙佳琦 | RE | 6 (Advising on Corporate Finance) | 2020-11-25 |
| LI Chen 李晨 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-11-19 |
| DING Jianxiong 丁健雄 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-11-18 |
| CHEN Weiqi 陳瑋齊 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-11-18 |
| SUN Xue 孫雪 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-11-16 |
| WEI Ningning 韋宁宁 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-11-11 |
| HUA Lining 华力宁 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-11-09 |
| LIU Boying 劉博英 | RE | 6 (Advising on Corporate Finance) | 2020-11-05 |
| XIA Gaofeng 夏高鋒 | RE | 6 (Advising on Corporate Finance) | 2020-11-04 |
| DU Ke 杜克 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-11-03 |
| LIN Yuchen 林毓琛 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-10-30 |
| YANG Chaozhong 楊朝中 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-10-29 |
| CHEN Li 陈力 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-10-28 |
| WANG Zinian 汪子年 | RE | 6 (Advising on Corporate Finance) | 2020-10-27 |
| YANG Junlin 楊均霖 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-10-22 |
| LI Tao 李陶 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-10-12 |
| WEI Ziting 魏子婷 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-10-12 |
| WU Caojian 吴操健 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-10-08 |
| LI Zhongnan 李中楠 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-10-08 |
| LU Yufeng 逯宇峰 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-10-08 |
| RONG Xiaolong 荣晓龍 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-09-30 |
| WONG Lok Huai, Francis 黃樂懷 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-09-23 |
| PU Ruihang 浦瑞航 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-09-23 |
| DONG Hang 董行 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-09-23 |
| GONG Hongyu 龔洪與 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-09-18 |
| SHI Guoping 石國平 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-09-18 |
| SHEN Zhe 沈哲 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-09-18 |
| ZHAO Tianwei 赵天委 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-09-09 |
| XU Chenming 许晨鸣 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-08-26 |
| XIONG Dong 熊冬 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-08-26 |
| LIU Xin 劉欣 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-08-11 |
| LI Zhongjie 李中杰 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-08-11 |
| YUAN Ye 袁也 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-08-03 |
| LI Longfei 李龍飛 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-07-27 |
| LIU Yicheng 劉亦誠 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-07-23 |
| MA Bofei 马博飞 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-07-23 |
| WANG Tianfang 王天放 | RE | 4 (Advising on Securities) | 2020-06-23 |
| WANG Tianfang 王天放 | RE | 6 (Advising on Corporate Finance) | 2020-05-19 |
| LIN Tawei, Joseph 林達崴 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-03-30 |
| XU Fanfei 許凡非 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-02-27 |
| WAT Pui Lam 屈沛霖 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-02-12 |
| SHEN Yue 沈越 | RO | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-01-06 |
| YUEN Sze Wing, Esther 袁詩穎 | RE | 4 (Advising on Securities) | 2020-01-03 |
| CHENG Xinlong 成欣龙 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-12-11 |
| YUEN Sze Wing, Esther 袁詩穎 | RE | 6 (Advising on Corporate Finance) | 2019-11-29 |
| HUANG Tiandang 黃天蕩 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-11-15 |
| LEUNG Hiu Yi 梁曉怡 | RO | 6 (Advising on Corporate Finance) | 2019-11-15 |
| YUSUF Abang Rahmat Shobra | RE | 6 (Advising on Corporate Finance) | 2019-11-06 |
| LEUNG Hiu Yi 梁曉怡 | RE | 4 (Advising on Securities) | 2019-10-31 |
| YUNG Chi Yeung 容志揚 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-10-29 |
| FU Yuen Yeh 傅元冶 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-08-19 |
| LIU Yewei 劉業偉 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-08-09 |
| GAO Song 高松 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-07-22 |
| WANG Mengting 王梦婷 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-07-05 |
| XIANG Difei 相迪菲 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-07-03 |
| WANG Ruizhi 王睿智 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-06-18 |
| YUAN Ransi 袁然思 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-06-05 |
| LI Mao 李懋 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-05-08 |
| XIAO Kaidi 肖愷弟 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-04-23 |
| MADDOCK Warwick Curtis Lee | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-03-15 |
| THEODORUS Billy | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-12-10 |
| LIU Hiu Lau 廖曉柳 | RO | 6 (Advising on Corporate Finance) | 2018-10-23 |
| LAM Steve Kwok Leung 林國樑 | RO | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-10-04 |
| HE Hao 何浩 | RO | 6 (Advising on Corporate Finance) | 2018-08-23 |
| LI Heung 李响 | RE | 4 (Advising on Securities) | 2018-08-15 |
| CHAN Yick Kei 陳奕祺 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-07-25 |
| LIU Hiu Lau 廖曉柳 | RE | 4 (Advising on Securities) | 2018-07-23 |
| ZHUANG Yiyang 庄亦洋 | RE | 4 (Advising on Securities) | 2018-07-05 |
| LAM Pak Fung 林柏鋒 | RE | 4 (Advising on Securities) | 2018-06-27 |
| HUI Bosco Tien Ruey 許天瑞 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-06-27 |
| ZHUANG Yiyang 庄亦洋 | RE | 6 (Advising on Corporate Finance) | 2018-06-27 |
| WEN Zhongjie 文仲杰 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-06-25 |
| TSE Yan Kei 謝欣冀 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-06-21 |
| WANG Gan 王干 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-06-21 |
| CHEUNG Kai Ming 張啟銘 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-06-21 |
| LAM Pak Fung 林柏鋒 | RE | 6 (Advising on Corporate Finance) | 2018-06-06 |
| LI Heung 李响 | RE | 6 (Advising on Corporate Finance) | 2018-06-04 |
| JIANG Yi 蔣藝 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-06-04 |
| LEE Ching Man 李正文 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-06-04 |
| HUANG Zihang 黃子航 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-05-28 |
| ZHAO Long 趙龍 | RE | 4 (Advising on Securities) | 2018-05-23 |
| YAO Xinjian 姚欣健 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-05-21 |
| HE Hao 何浩 | RE | 4 (Advising on Securities) | 2018-05-02 |
| TU Lingfei 涂凌飛 | RE | 4 (Advising on Securities) | 2018-04-25 |
| ZHOU Tianhao 周天灝 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-04-20 |
| WANG Wei 王為 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-04-17 |
| ZHAO Long 趙龍 | RE | 6 (Advising on Corporate Finance) | 2018-04-17 |
| TU Lingfei 涂凌飛 | RE | 6 (Advising on Corporate Finance) | 2018-03-26 |
| ZENG Zhuo 曾卓 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-03-05 |
| NURYANTI Yuyun Aisyah | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-03-01 |
| FISCHER Richard Eric Marshall | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-03-01 |
| LI Hang 李航 | RO | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-02-23 |
| MCMURTRAY Nathan Noel | RO | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-02-02 |
| MA Sirui 馬思睿 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-01-22 |
| YU Yang 于楊 | RO | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-01-10 |
| LO Chi Yin, Patrick 盧至言 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2017-12-07 |
| CHAN Chi Chuen 陳志銓 | RO | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2017-11-06 |
| TOH Kah Yong, Jeremy 卓家揚 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2017-10-20 |
| YE Peilin 叶佩琳 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2017-10-04 |
| ZHAO Geoffrey Li 趙力 | RO | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2017-09-27 |
| HO Kam Kai 何錦佳 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2017-09-12 |
| LI Ran 李然 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2017-06-02 |
| ZHU Feifei 朱霏霏 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2017-04-21 |
| SUN Ziyi 孫子易 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2016-12-23 |
| LAU Tin Pui 劉天珮 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2016-11-15 |
| NG Kai Him 吳啟謙 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2016-10-28 |
| WANG Xiao 王瀟 | RO | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2016-08-05 |
| PONG David Juyoung | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2016-05-24 |
| NA Mufu 那木夫 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2015-10-19 |
| WU Sitao 吳思燾 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2015-08-03 |
| ZHANG Yuanning 張遠寧 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2015-07-30 |
| ZHANG Jie 章婕 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2015-06-01 |
| HE Haotian 何昊天 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2015-06-01 |
| TANG Zhongzhi 唐中植 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2015-05-19 |
| CHAN Wai Hung, Edmund 陳偉雄 | RO | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2015-04-30 |
| ZHOU Zuyu 周祖禹 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2015-04-24 |
| BAZZONI Federico | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2015-04-23 |
| SIN Ka Yiu 冼嘉耀 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2014-06-30 |
| LEACH Francis Hugh Magnus | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2011-10-26 |
| CHEUNG Ho Ming 張可明 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2011-06-29 |
| AGRAWAL Pankaj Kishore | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2008-09-22 |
| LEOW Siok Ling 廖淑玲 | RO | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2008-09-08 |