Current licenceholders of AAK249 CLSA Capital Markets Limited 中信里昂證券資本市場有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
ZHAO Jiaqi 趙佳琦 RE 4 (Advising on Securities) 2021-01-14
MIAO Cheng Ying 繆政穎 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2021-01-11
ZHOU Shufan 周澍凡 RE 6 (Advising on Corporate Finance) 2021-01-11
LAI Siu Fung 黎少峯 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2021-01-04
LI Zhongying 李仲嬴 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-12-28
GUO Yuxiang 郭宇翔 RE 6 (Advising on Corporate Finance) 2020-12-21
SHEN Hui 沈卉 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-12-21
BAO Hong 鮑泓 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-12-21
CAI Linfeng 蔡林峰 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-12-16
LIU Boying 劉博英 RE 4 (Advising on Securities) 2020-12-11
MA Yue Lung, Alan 馬裕龍 RE 6 (Advising on Corporate Finance) 2020-12-09
BAI Guangxin 白广鑫 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-12-03
ZHANG Zongbao 张宗保 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-12-03
HU Weimin 胡为敏 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-12-03
LI Mengyang 李夢暘 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-12-01
XIA Gaofeng 夏高鋒 RE 4 (Advising on Securities) 2020-12-01
WANG Zinian 汪子年 RE 4 (Advising on Securities) 2020-11-26
ZHAO Jiaqi 趙佳琦 RE 6 (Advising on Corporate Finance) 2020-11-25
LI Chen 李晨 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-11-19
DING Jianxiong 丁健雄 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-11-18
CHEN Weiqi 陳瑋齊 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-11-18
SUN Xue 孫雪 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-11-16
WEI Ningning 韋宁宁 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-11-11
HUA Lining 华力宁 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-11-09
LIU Boying 劉博英 RE 6 (Advising on Corporate Finance) 2020-11-05
XIA Gaofeng 夏高鋒 RE 6 (Advising on Corporate Finance) 2020-11-04
DU Ke 杜克 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-11-03
LIN Yuchen 林毓琛 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-10-30
YANG Chaozhong 楊朝中 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-10-29
CHEN Li 陈力 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-10-28
WANG Zinian 汪子年 RE 6 (Advising on Corporate Finance) 2020-10-27
YANG Junlin 楊均霖 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-10-22
LI Tao 李陶 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-10-12
WEI Ziting 魏子婷 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-10-12
WU Caojian 吴操健 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-10-08
LI Zhongnan 李中楠 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-10-08
LU Yufeng 逯宇峰 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-10-08
RONG Xiaolong 荣晓龍 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-09-30
WONG Lok Huai, Francis 黃樂懷 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-09-23
PU Ruihang 浦瑞航 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-09-23
DONG Hang 董行 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-09-23
GONG Hongyu 龔洪與 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-09-18
SHI Guoping 石國平 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-09-18
SHEN Zhe 沈哲 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-09-18
ZHAO Tianwei 赵天委 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-09-09
XU Chenming 许晨鸣 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-08-26
XIONG Dong 熊冬 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-08-26
LIU Xin 劉欣 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-08-11
LI Zhongjie 李中杰 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-08-11
YUAN Ye 袁也 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-08-03
LI Longfei 李龍飛 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-07-27
LIU Yicheng 劉亦誠 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-07-23
MA Bofei 马博飞 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-07-23
WANG Tianfang 王天放 RE 4 (Advising on Securities) 2020-06-23
WANG Tianfang 王天放 RE 6 (Advising on Corporate Finance) 2020-05-19
LIN Tawei, Joseph 林達崴 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-03-30
XU Fanfei 許凡非 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-02-27
WAT Pui Lam 屈沛霖 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-02-12
SHEN Yue 沈越 RO 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-01-06
YUEN Sze Wing, Esther 袁詩穎 RE 4 (Advising on Securities) 2020-01-03
CHENG Xinlong 成欣龙 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-12-11
YUEN Sze Wing, Esther 袁詩穎 RE 6 (Advising on Corporate Finance) 2019-11-29
HUANG Tiandang 黃天蕩 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-11-15
LEUNG Hiu Yi 梁曉怡 RO 6 (Advising on Corporate Finance) 2019-11-15
YUSUF Abang Rahmat Shobra RE 6 (Advising on Corporate Finance) 2019-11-06
LEUNG Hiu Yi 梁曉怡 RE 4 (Advising on Securities) 2019-10-31
YUNG Chi Yeung 容志揚 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-10-29
FU Yuen Yeh 傅元冶 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-08-19
LIU Yewei 劉業偉 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-08-09
GAO Song 高松 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-07-22
WANG Mengting 王梦婷 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-07-05
XIANG Difei 相迪菲 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-07-03
WANG Ruizhi 王睿智 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-06-18
YUAN Ransi 袁然思 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-06-05
LI Mao 李懋 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-05-08
XIAO Kaidi 肖愷弟 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-04-23
MADDOCK Warwick Curtis Lee RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-03-15
THEODORUS Billy RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-12-10
LIU Hiu Lau 廖曉柳 RO 6 (Advising on Corporate Finance) 2018-10-23
LAM Steve Kwok Leung 林國樑 RO 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-10-04
HE Hao 何浩 RO 6 (Advising on Corporate Finance) 2018-08-23
LI Heung 李响 RE 4 (Advising on Securities) 2018-08-15
CHAN Yick Kei 陳奕祺 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-07-25
LIU Hiu Lau 廖曉柳 RE 4 (Advising on Securities) 2018-07-23
ZHUANG Yiyang 庄亦洋 RE 4 (Advising on Securities) 2018-07-05
LAM Pak Fung 林柏鋒 RE 4 (Advising on Securities) 2018-06-27
HUI Bosco Tien Ruey 許天瑞 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-06-27
ZHUANG Yiyang 庄亦洋 RE 6 (Advising on Corporate Finance) 2018-06-27
WEN Zhongjie 文仲杰 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-06-25
TSE Yan Kei 謝欣冀 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-06-21
WANG Gan 王干 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-06-21
CHEUNG Kai Ming 張啟銘 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-06-21
LAM Pak Fung 林柏鋒 RE 6 (Advising on Corporate Finance) 2018-06-06
LI Heung 李响 RE 6 (Advising on Corporate Finance) 2018-06-04
JIANG Yi 蔣藝 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-06-04
LEE Ching Man 李正文 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-06-04
HUANG Zihang 黃子航 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-05-28
ZHAO Long 趙龍 RE 4 (Advising on Securities) 2018-05-23
YAO Xinjian 姚欣健 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-05-21
HE Hao 何浩 RE 4 (Advising on Securities) 2018-05-02
TU Lingfei 涂凌飛 RE 4 (Advising on Securities) 2018-04-25
ZHOU Tianhao 周天灝 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-04-20
WANG Wei 王為 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-04-17
ZHAO Long 趙龍 RE 6 (Advising on Corporate Finance) 2018-04-17
TU Lingfei 涂凌飛 RE 6 (Advising on Corporate Finance) 2018-03-26
ZENG Zhuo 曾卓 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-03-05
NURYANTI Yuyun Aisyah RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-03-01
FISCHER Richard Eric Marshall RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-03-01
LI Hang 李航 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-02-23
MCMURTRAY Nathan Noel RO 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-02-02
MA Sirui 馬思睿 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-01-22
YU Yang 于楊 RO 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-01-10
LO Chi Yin, Patrick 盧至言 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-12-07
CHAN Chi Chuen 陳志銓 RO 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2017-11-06
TOH Kah Yong, Jeremy 卓家揚 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2017-10-20
YE Peilin 叶佩琳 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2017-10-04
ZHAO Geoffrey Li 趙力 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-09-27
HO Kam Kai 何錦佳 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-09-12
LI Ran 李然 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2017-06-02
ZHU Feifei 朱霏霏 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-04-21
SUN Ziyi 孫子易 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2016-12-23
LAU Tin Pui 劉天珮 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2016-11-15
NG Kai Him 吳啟謙 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2016-10-28
WANG Xiao 王瀟 RO 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2016-08-05
PONG David Juyoung RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2016-05-24
NA Mufu 那木夫 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2015-10-19
WU Sitao 吳思燾 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2015-08-03
ZHANG Yuanning 張遠寧 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2015-07-30
ZHANG Jie 章婕 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2015-06-01
HE Haotian 何昊天 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2015-06-01
TANG Zhongzhi 唐中植 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2015-05-19
CHAN Wai Hung, Edmund 陳偉雄 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2015-04-30
ZHOU Zuyu 周祖禹 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2015-04-24
BAZZONI Federico RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2015-04-23
SIN Ka Yiu 冼嘉耀 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2014-06-30
LEACH Francis Hugh Magnus RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2011-10-26
CHEUNG Ho Ming 張可明 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2011-06-29
AGRAWAL Pankaj Kishore RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2008-09-22
LEOW Siok Ling 廖淑玲 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2008-09-08