SFC Licences of SIMON Saputra 沈健偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 04 October 2013 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 04 October 2013 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 04 October 2013 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 04 June 2013 | 01 October 2013 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 19 October 2011 | 01 October 2013 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 25 September 2009 | 23 September 2011 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 18 August 2003 | 23 September 2011 |
| Celestial Securities Limited 時富證券有限公司 | RE | 7 | 01 April 2003 | 11 August 2003 |
| Celestial Securities Limited 時富證券有限公司 | RE | 6 | 01 April 2003 | 11 August 2003 |
| Celestial Securities Limited 時富證券有限公司 | RE | 4 | 01 April 2003 | 11 August 2003 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 April 2003 | 11 August 2003 |
| Celestial Securities Limited 時富證券有限公司 | RE | 9 | 01 April 2003 | 11 August 2003 |