SFC Licences of CHOW Chun Bong 周鎮邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 22 January 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 22 January 2021
South China Securities Limited 南華證券投資有限公司 RO 1 23 March 2020 14 January 2021
South China Commodities Limited 南華期貨有限公司 RO 2 14 January 2019 14 January 2021
South China Forex Limited 南華外匯有限公司 RO 3 13 July 2017 14 January 2021
South China Investment Management Limited 南華投資管理有限公司 RE 9 16 December 2016 14 January 2021
RE 9 13 October 2015 16 December 2016
South China Forex Limited 南華外匯有限公司 RE 3 25 June 2010 13 July 2017
South China Securities Limited 南華證券投資有限公司 RE 1 01 April 2003 23 March 2020
South China Commodities Limited 南華期貨有限公司 RE 2 01 April 2003 14 January 2019
SCtrade.com Limited 南華互動金融網有限公司 RE 9 01 April 2003 15 January 2004
SCtrade.com Limited 南華互動金融網有限公司 RE 4 01 April 2003 15 January 2004
South China Securities Limited 南華證券投資有限公司 RE 6 01 April 2003 15 January 2004
SCtrade.com Limited 南華互動金融網有限公司 RE 1 01 April 2003 15 January 2004
South China Securities Limited 南華證券投資有限公司 RE 4 01 April 2003 15 January 2004
South China Securities Limited 南華證券投資有限公司 RE 7 01 April 2003 15 January 2004
South China Commodities Limited 南華期貨有限公司 RE 9 01 April 2003 15 January 2004
South China Commodities Limited 南華期貨有限公司 RE 5 01 April 2003 15 January 2004
South China Securities Limited 南華證券投資有限公司 RE 9 01 April 2003 15 January 2004