SFC Licences of KUEK Boon Kiat 郭翹鋒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 13 February 2017 02 February 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 February 2017 02 February 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 04 October 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 04 October 2016 12 February 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 3 30 May 2011 21 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 11 November 2005 31 August 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 1 12 January 2005 31 August 2016
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 12 January 2005 27 January 2011
Jefferies Bache (Hong Kong) Limited RE 2 15 April 2004 17 December 2004
FT Securities Limited 富通證券有限公司 RE 1 15 April 2004 17 December 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 01 April 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 April 2003 01 April 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 31 March 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 5 01 April 2003 31 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 31 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 31 March 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 9 01 April 2003 31 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 11 September 2003