SFC Licences of KOH Lee Guan, Kelvin 許利源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Indus Capital Advisors (Hong Kong) Limited RO 9 10 June 2016 30 April 2017
Indus Capital Advisors (Hong Kong) Limited RO 4 10 June 2016 30 April 2017
Indus Capital Advisors (Hong Kong) Limited RE 9 26 March 2015 10 June 2016
Indus Capital Advisors (Hong Kong) Limited RE 4 26 March 2015 10 June 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 28 February 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 28 February 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 13 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 13 October 2004