SFC Licenceholders of Indus Capital Advisors (Hong Kong) Limited
- induscompliance@induscap.com
- Website
- www.induscap.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AGRAWAL Prasoon | RE | 9 | 30 April 2015 | 28 November 2020 |
| AGRAWAL Prasoon | RE | 4 | 30 April 2015 | 28 November 2020 |
| CHANIN Paul Robert Gerard | RE | 4 | 21 May 2014 | 01 October 2014 |
| CHELLAPPA Karthik | RE | 4 | 06 February 2023 | |
| CHO Kevin Yong Joon | RE | 9 | 11 April 2014 | 23 May 2015 |
| CHO Kevin Yong Joon | RE | 4 | 11 April 2014 | 23 May 2015 |
| CHOI Byungjun | RE | 4 | 29 November 2018 | 30 June 2020 |
| DE COURCY HUGHES Callum John | RO | 2 | 06 March 2019 | 09 April 2020 |
| DE COURCY HUGHES Callum John | RO | 1 | 06 March 2019 | 09 April 2020 |
| DE COURCY HUGHES Callum John | RO | 9 | 25 March 2014 | 09 April 2020 |
| DE COURCY HUGHES Callum John | RO | 4 | 25 March 2014 | 09 April 2020 |
| DE COURCY HUGHES Callum John | RE | 4 | 17 July 2006 | 25 March 2014 |
| DE SOMMA Leonard Bessett | RO | 4 | 01 April 2003 | 28 July 2008 |
| DE SOMMA Leonard Bessett | RO | 6 | 01 April 2003 | 25 January 2005 |
| DE SOMMA Leonard Bessett | RO | 9 | 01 April 2003 | 25 January 2005 |
| DONG Xin 董欣 | RE | 4 | 01 August 2011 | 10 April 2016 |
| FOO Chee King, John 符致耿 | RE | 4 | 03 March 2005 | 01 September 2006 |
| FUJISAKI Daisuke | RO | 9 | 03 April 2020 | |
| FUJISAKI Daisuke | RO | 4 | 03 April 2020 | |
| FUJISAKI Daisuke | RO | 2 | 03 April 2020 | |
| FUJISAKI Daisuke | RO | 1 | 03 April 2020 | |
| FUJISAKI Daisuke | RE | 9 | 06 December 2017 | 03 April 2020 |
| FUJISAKI Daisuke | RE | 4 | 01 September 2010 | 03 April 2020 |
| HAIK Justin Callil | RE | 9 | 19 August 2014 | 17 January 2015 |
| HAIK Justin Callil | RE | 4 | 19 August 2014 | 17 January 2015 |
| HE Saiyi 賀賽一 | RE | 9 | 03 August 2015 | 19 January 2017 |
| HE Saiyi 賀賽一 | RE | 4 | 03 August 2015 | 19 January 2017 |
| HU Congli 胡从立 | RE | 4 | 16 April 2010 | 29 June 2011 |
| HUANG Boyang 黄伯阳 | RE | 4 | 15 April 2011 | 11 September 2015 |
| KING Wei Yean 金瑋衍 | RE | 4 | 20 June 2007 | 29 November 2008 |
| KOH Lee Guan, Kelvin 許利源 | RO | 9 | 10 June 2016 | 30 April 2017 |
| KOH Lee Guan, Kelvin 許利源 | RO | 4 | 10 June 2016 | 30 April 2017 |
| KOH Lee Guan, Kelvin 許利源 | RE | 9 | 26 March 2015 | 10 June 2016 |
| KOH Lee Guan, Kelvin 許利源 | RE | 4 | 26 March 2015 | 10 June 2016 |
| LAU Joseph Han Wai 劉恆瑋 | RE | 4 | 16 April 2007 | 15 June 2007 |
| LEE Eric 李威律 | RE | 9 | 09 November 2021 | 31 December 2023 |
| LEE Eric 李威律 | RE | 4 | 03 August 2021 | 31 December 2023 |
| LEE Eu Han 李耀漢 | RE | 4 | 01 August 2008 | 17 April 2009 |
| LI Steven Allen M H 李明謙 | RO | 4 | 14 July 2010 | 01 June 2014 |
| LI Steven Allen M H 李明謙 | RE | 4 | 03 May 2010 | 14 July 2010 |
| LIM Kadir Jia Ping 林嘉彬 | RO | 4 | 23 July 2012 | 15 February 2018 |
| LIM Kadir Jia Ping 林嘉彬 | RE | 4 | 02 October 2007 | 23 July 2012 |
| MO Yalin 莫亞琳 | RE | 4 | 04 December 2006 | |
| MULHERN John Craig | RO | 2 | 14 February 2022 | |
| MULHERN John Craig | RO | 1 | 14 February 2022 | |
| MULHERN John Craig | RE | 2 | 06 March 2019 | 14 February 2022 |
| MULHERN John Craig | RE | 1 | 06 March 2019 | 14 February 2022 |
| NEWTON Jimmie Bruce | RE | 4 | 26 June 2023 | |
| PINKEL John Donovan | RO | 9 | 06 August 2009 | 01 May 2014 |
| PINKEL John Donovan | RO | 4 | 12 December 2005 | 01 May 2014 |
| PINKEL John Donovan | RE | 4 | 04 September 2003 | 12 December 2005 |
| PUN Kwan Lum, David 潘君臨 | RE | 4 | 04 December 2006 | 31 December 2010 |
| SHANNON James | RO | 9 | 17 July 2020 | |
| SHANNON James | RO | 4 | 17 July 2020 | |
| SHANNON James | RO | 2 | 17 July 2020 | |
| SHANNON James | RO | 1 | 17 July 2020 | |
| STEIN Henry Wallach | RE | 4 | 12 December 2006 | 01 November 2011 |
| SUN Lu 孫璐 | RO | 4 | 21 August 2007 | 05 February 2010 |
| SUN Lu 孫璐 | RE | 4 | 07 March 2007 | 21 August 2007 |
| SUTCH Jeremy Rupert Peter | RO | 4 | 06 December 2006 | 16 September 2008 |
| SUTCH Jeremy Rupert Peter | RE | 4 | 14 April 2005 | 06 December 2006 |
| TSAI Allen Pei-jan | RE | 9 | 21 September 2015 | 31 January 2017 |
| TSAI Allen Pei-jan | RE | 4 | 21 September 2015 | 31 January 2017 |
| VASANWALA Masira Abdul Latif | RE | 4 | 27 April 2018 | 14 September 2019 |
| VELAKACHARLA Siddharth | RO | 2 | 06 March 2019 | 01 January 2021 |
| VELAKACHARLA Siddharth | RO | 1 | 06 March 2019 | 01 January 2021 |
| VELAKACHARLA Siddharth | RO | 4 | 03 March 2010 | 01 January 2021 |
| VELAKACHARLA Siddharth | RO | 9 | 06 August 2009 | 01 January 2021 |
| VELAKACHARLA Siddharth | RE | 4 | 13 June 2006 | 03 March 2010 |
| YIN Chia-Tseng 尹佳曾 | RE | 4 | 04 September 2018 | |
| YUAN Feng 袁鋒 | RE | 4 | 04 January 2016 | 01 January 2023 |