SFC Licences of DAVERN Regina Marie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 1 | 22 February 2011 | 01 March 2011 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 4 | 02 November 2004 | 01 March 2011 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 9 | 02 November 2004 | 16 December 2010 |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 9 | 01 April 2003 | 28 October 2004 |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 4 | 01 April 2003 | 28 October 2004 |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 6 | 01 April 2003 | 13 October 2004 |