SFC Licences of TANG Tsui Ping, Peggy 鄧翠萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 03 July 2007 | 25 October 2007 |
3V Capital Limited | RE | 1 | 01 June 2006 | 25 September 2006 |
Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 7 | 10 October 2005 | 22 November 2005 |
Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 4 | 10 October 2005 | 22 November 2005 |
Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 1 | 10 October 2005 | 22 November 2005 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 13 September 2005 | 22 November 2005 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 13 September 2005 | 22 November 2005 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 13 September 2005 | 22 November 2005 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 18 August 2004 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 18 August 2004 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |